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PLUS THERAPEUTICS, INC. — Director's Dealing 2012
Jan 4, 2012
34301_dirs_2012-01-04_fafa36b9-6516-4397-95f7-ad38e9b5d2e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2012-01-01
Reporting Person: Dean Lloyd H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-01 | Restricted Stock | A | 10000 | $0.00 | Acquired | 31000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-01 | Non-Qualified Stock Option | $2.20 | A | 15000 | Acquired | 2022-01-01 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15000 | Indirect |
Footnotes
F1: These shares are owned by Lloyd H. Dean,TTE and Suzanne R. Dean, TTE, U/A DTD 8/13/2002, the Dean Family Trust.
F2: The Restricted Stock Award vests in full on December 31, 2012, subject to the terms of the Company's 2004 Equity Incentive Plan.
F3: The stock options vest 1/24th each month from date of grant, subject to the terms of the 2004 Equity Incentive Plan.
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