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PLUS THERAPEUTICS, INC. — Director's Dealing 2012
Jan 4, 2012
34301_dirs_2012-01-04_14c0d1af-f4c0-4b6d-a0af-ad3df6e66cbd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2012-01-01
Reporting Person: HAWRAN PAUL W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-01 | Restricted Stock Award (Common Stock) | A | 10000 | — | Acquired | 81610 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-01 | Non-Qualified Stock Option | $2.20 | A | 15000 | Acquired | 2022-01-01 | Common Stock (15000) | Direct |
Footnotes
F1: The Restricted Stock Award vests in full on December 31, 2012.
F2: The option vests 1/24th per month from date of grant, subject to the termsof the Company's 2004 Equity Incentive Plan,
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