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PLUS THERAPEUTICS, INC. Director's Dealing 2012

Jan 30, 2012

34301_dirs_2012-01-30_e136a120-2dad-4be0-8302-d98867bfd093.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2012-01-26

Reporting Person: Saad Mark E (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-26 Restricted Stock (Common Stock) D 33500 Disposed 89000 Direct
2012-01-26 Restricted Stock (Common Stock) A 33500 Acquired 122500 Direct
2012-01-26 Restricted Stock (Common Stock) A 20000 Acquired 142500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-01-26 Employee Stock Option $3.44 A 40000 Acquired 2022-01-26 Common Stock (40000) Direct

Footnotes

F1: The Compensation Committee has determined that the restricted stock performance goals for 2011 were not met, ceasing the vesting for all shares granted.

F2: The vesting of the Restricted Stock award depends upon the achievement of certain performance goals established by the Compensation Committee for the year ended December 31, 2012. In January 2013, the Compensation Committee will determine the percentage of this grant that will continue to vest based upon the achievement of the performance goals for the year 2012. Any shares within this grant that the Committee determines should continue to vest would then become fully vested on January 10, 2014, subject to Participant's continued employment with the Company through the vesting date.

F3: The Restricted Stock Award vests in full on January 10, 2013, subject to Participant's continued employment with the Company through the vesting date.

F4: The Employee stock options vest 1/48th each month from date of grant.