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PLUS THERAPEUTICS, INC. Director's Dealing 2012

Feb 6, 2012

34301_dirs_2012-02-06_5b5d6f5f-6bb7-4f4c-aeab-fe6305ea93ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2012-02-02

Reporting Person: CALHOUN CHRISTOPHER J (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-02 Common Stock M 182150 $3.09 Acquired 350525 Direct
2012-02-02 Common Stock S 40400 $4.00 Disposed 310125 Direct
2012-02-02 Common Stock S 68750 $4.01 Disposed 241375 Direct
2012-02-02 Common Stock S 35400 $4.02 Disposed 205975 Direct
2012-02-02 Common Stock S 5337 $4.03 Disposed 200638 Direct
2012-02-02 Common Stock S 7463 $4.04 Disposed 193175 Direct
2012-02-02 Common Stock S 5183 $4.05 Disposed 187992 Direct
2012-02-02 Common Stock S 7595 $4.06 Disposed 180397 Direct
2012-02-02 Common Stock S 4305 $4.07 Disposed 176092 Direct
2012-02-02 Common Stock S 617 $4.08 Disposed 175475 Direct
2012-02-02 Common Stock S 2100 $4.09 Disposed 173375 Direct
2012-02-02 Common Stock S 3300 $4.10 Disposed 170075 Direct
2012-02-02 Common Stock S 1700 $4.11 Disposed 168375 Direct
2012-02-03 Common Stock M 22850 $3.09 Acquired 191225 Direct
2012-02-03 Common Stock S 5388 $4.00 Disposed 185837 Direct
2012-02-03 Common Stock S 5400 $4.01 Disposed 180437 Direct
2012-02-03 Common Stock S 400 $4.02 Disposed 180037 Direct
2012-02-03 Common Stock S 600 $4.03 Disposed 179437 Direct
2012-02-03 Common Stock S 100 $4.04 Disposed 179337 Direct
2012-02-03 Common Stock S 1600 $4.05 Disposed 177737 Direct
2012-02-03 Common Stock S 1112 $4.06 Disposed 176625 Direct
2012-02-03 Common Stock S 3500 $4.07 Disposed 173125 Direct
2012-02-03 Common Stock S 4650 $4.08 Disposed 168475 Direct
2012-02-03 Common Stock S 100 $4.10 Disposed 168375 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-02 Employee Stock Option $3.09 M 182150 Disposed 2012-02-08 Common Stock (182150) Direct
2012-02-03 Employee Stock Option $3.09 M 22850 Disposed 2012-02-08 Common Stock (22850) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 36850 Indirect

Footnotes

F1: Shares sold pursuant to a 10b5-1 Plan.

F2: These stock options would have expired 02/08/2012 if not exercised and Company will receive $633,450 in total proceeds from the exercises.

F3: The Employee Stock options vested monthly from the grant date (02/08/2002) at a rate of 1/48th each month thereafter.