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PLUS THERAPEUTICS, INC. — Director's Dealing 2011
Jan 4, 2011
34301_dirs_2011-01-04_a7d9b8d8-5519-4627-a12d-29549717def4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2011-01-01
Reporting Person: Hawkins Richard J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-01 | Restricted Stock Award (Common Stock) | A | 6000 | — | Acquired | 10085 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-01 | Non-Qualifed Stock Option (Right to Buy) | $5.19 | A | 15000 | Acquired | 2021-01-01 | Common Stock (15000) | Direct |
Footnotes
F1: The Restricted Stock Award ("Award") vests in full on December 31, 2011, subject to the terms of the Company's 2004 Equity Incentive Plan.
F2: The option vests 1/24th per month from date of grant, subject to the terms of the Company's 2004 Equity Incentive Plan.
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