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PLUS THERAPEUTICS, INC. — Director's Dealing 2011
Jan 4, 2011
34301_dirs_2011-01-04_80030196-0679-46ce-ab06-cffabc8f8083.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2011-01-01
Reporting Person: HENRIKSEN RONALD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-01 | Restricted Stock Award | A | 6000 | — | Acquired | 58092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-01 | Employee Stock Option | $5.19 | A | 15000 | Acquired | 2021-01-01 | Common Stock (15000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $2.62 | 2014-05-12 | Common Stock (38500) | 38500 | Direct |
Footnotes
F1: The Restricted Stock Award ("Award") vests in full on December 31, 2011, subject to the terms of the Company's 2004 Equity Incentive Plan.
F2: The options vest 1/24 each month from date of grant, subject to the terms of the Company's 2004 Equity Incentive Plan.
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