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PLUS THERAPEUTICS, INC. — Director's Dealing 2011
Jan 31, 2011
34301_dirs_2011-01-31_c45f1a5e-e477-4231-8a55-ec9a7d4ab763.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2011-01-27
Reporting Person: HEDRICK MARC H (Director, President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-27 | Employee Stock Option (Right to Buy) | $5.57 | A | 55000 | Acquired | 2021-01-27 | Common Stock (55000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 448238 | Direct |
| Common Stock | 4000 | Indirect |
| Common Stock | 7800 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $2.62 | 2014-05-12 | Common Stock (35000) | 35000 | Direct |
Footnotes
F1: The Employee Stock Options vest 1/48th each month from date of grant.
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