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PLUS THERAPEUTICS, INC. — Director's Dealing 2011
Sep 15, 2011
34301_dirs_2011-09-15_53a0f8da-6318-46cd-98af-a38a76b19850.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2011-09-14
Reporting Person: Dean Lloyd H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-14 | Common Stock | P | 1000 | $3.13 | Acquired | 10000 | Indirect |
| 2011-09-14 | Common Stock | P | 2000 | $3.14 | Acquired | 12000 | Indirect |
| 2011-09-14 | Common Stock | P | 2000 | $3.15 | Acquired | 14000 | Indirect |
| 2011-09-14 | Common Stock | P | 1000 | $3.18 | Acquired | 15000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 21000 | Direct |
Footnotes
F1: These shares are owned by Lloyd H. Dean,TTE and Suzanne R. Dean, TTE, U/A DTD 8/13/2002, the Dean Family Trust.
F2: The restricted stock vests fifty percent (50%) on November 1, 2011 and fifty percent (50%) on November 1, 2012, subject to Mr. Dean's continued service to the Company.
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