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PLUS THERAPEUTICS, INC. — Director's Dealing 2011
Nov 28, 2011
34301_dirs_2011-11-28_46c5faf6-6a03-48e4-b7ab-6fe1c862ea1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2011-11-25
Reporting Person: RICKEY DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-25 | Common Stock | P | 4000 | $2.5 | Acquired | 62559 | Indirect |
| 2011-11-25 | Common Stock | P | 4000 | $2.49 | Acquired | 66559 | Indirect |
| 2011-11-25 | Common Stock | P | 2000 | $2.46 | Acquired | 68559 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34909 | Indirect |
| Common Stock | 146101 | Indirect |
Footnotes
F1: These securities are owned by the Dave Rickey and Daughters Foundation.
F2: These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.
F3: These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust
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