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PLUS THERAPEUTICS, INC. Director's Dealing 2009

Dec 21, 2009

34301_dirs_2009-12-21_ce29e843-f71f-4a0d-b72c-1fc36184c05e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2009-12-18

Reporting Person: RICKEY DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-12-18 Common Stock X 7676 $2.62 Acquired 20911 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-05-07 Warrant to Purchase Common Stock $2.62 X 7676 Acquired 2014-05-12 Common Stock (7676) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 124800 Indirect
Common Stock 34909 Indirect
Common Stock 4106 Direct

Footnotes

F1: On December 18, 2009 the Dave Rickey & Daughters Foundation exercised a Warrant for the purchase of 7,676 shares of the Company's Common stock pursuant to a Securities Purchase Agreement dated May 9, 2009. The Agreement provided for a purchase 4,386 Units ("Unit") at a purchase price of $2.28 per Unit. Each Unit consisted of 1 unregistered share of the Company's Common Stock and a Warrant ("Warrant") to purchase 1.75 shares of Common Stock. The exercise price of the Warrant was $2.62 per share. The Warrant was immediately exercisable upon issuance, and was to expire on the fifth anniversary of its issue date.

F2: These securities are owned by the Dave Rickey and Daughters Foundation.

F3: These securities are owned by David Rickey, TTEE FBO the David Rickey Trust.

F4: These securities are owned by the Rickey Family Limited Partnership.