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PLUMAS BANCORP — Director's Dealing 2006
Feb 3, 2006
33326_dirs_2006-02-03_ed299130-2db7-4493-8477-6479bfffad49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUMAS BANCORP (PLBC)
CIK: 0001168455
Period of Report: 2005-03-28
Reporting Person: MCARTHUR CHRISTINE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-03-28 | Common stock | X | 500 | $7 | Acquired | 5123 | Direct |
| 2005-10-20 | Common stock | X | 2250 | $4.6667 | Acquired | 9933 | Direct |
| 2005-10-20 | Common stock | X | 2250 | $10.7533 | Acquired | 12183 | Direct |
| 2005-10-20 | Common stock | X | 563 | $13.1933 | Acquired | 12746 | Direct |
| 2005-10-24 | Common stock | S | 400 | $23 | Disposed | 12346 | Direct |
| 2005-10-24 | Common stock | S | 100 | $23.03 | Disposed | 12246 | Direct |
| 2005-10-25 | Common stock | S | 100 | $23 | Disposed | 12146 | Direct |
| 2005-11-02 | Common stock | S | 150 | $23 | Disposed | 11996 | Direct |
| 2005-11-03 | Common stock | S | 400 | $23 | Disposed | 11596 | Direct |
| 2005-11-07 | Common stock | S | 399 | $23 | Disposed | 11197 | Direct |
| 2005-11-08 | Common stock | S | 1201 | $23 | Disposed | 9996 | Direct |
| 2005-11-11 | Common stock | S | 5 | $23 | Disposed | 9991 | Direct |
| 2005-11-14 | Common stock | S | 3 | $23 | Disposed | 9988 | Direct |
| 2005-11-15 | Common stock | S | 630 | $23 | Disposed | 9358 | Direct |
| 2005-11-22 | Common stock | S | 1408 | $21.89 | Disposed | 7950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-03-30 | Option to buy common stock | $7 | X | 500 | Disposed | 2010-08-16 | Common stock (500) | Direct |
| 2005-10-20 | Option to buy common stock | $4.6667 | X | 2250 | Disposed | 2010-08-16 | Common stock (2250) | Direct |
| 2005-10-20 | Option to buy common stock | $10.7533 | X | 2250 | Disposed | 2010-08-16 | Common stock (2250) | Direct |
| 2005-10-20 | Option to buy common stock | $13.1933 | X | 563 | Disposed | 2010-08-16 | Common stock (563) | Direct |
Footnotes
F1: 4,173 shares, ownership - direct
600 shares, ownership - indirect via ITF minor children
175 shares, ownership - indirect via self-direct IRA
175 shares, ownership - indirect via Spouse's self-directed IRA
F2: Combination of direct and indirect holdings, see final breakdown in footnote 3 below
F3: 6,526 shares, ownership - direct
900 shares, ownership - indirect via ITF minor children
262 shares, ownership - indirect via self-directed IRA
262 shares, ownership - indirect via Spouse's self-directed IRA
- also reflects 3-for-2 stock split that occured on 9/16/2005
F4: 8,436 options* currently not vested and not exercisable
*also reflects 3-for-2 stock split that occued on 9/16/2005