PLUG POWER INC — Director's Dealing 2016

Feb 16, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2015-12-31

Reporting Person: Schmid Keith (Chief Operating Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-07-23	Option to purchase Common Stock	$2.43	A	250000	Acquired	2025-07-23	Plug Power Common Stock (250000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	12695	Indirect

Footnotes

F1: The reporting person holds 12,695 shares of Plug Power common stock under the Plug 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2015.

F2: Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan.

F3: 83,334 options vest on July 23, 2016, 83,333 options vest on July 23, 2017 and 83,333 options vest on July 23, 2018.