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PLUG POWER INC Director's Dealing 2016

Oct 7, 2016

31473_dirs_2016-10-07_7604c32e-e008-4ba8-bae3-f0c995b173fd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2016-09-15

Reporting Person: Air Liquide Investissements d'Avenir et de Demonstration (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-15 Common Stock A 19000 $1.44 Acquired 58324 Direct
2016-09-22 Common Stock S 19000 $1.4439 Disposed 39324 Direct

Footnotes

F1: The reporting person received 19,000 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date.