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PITNEY BOWES INC /DE/ — Director's Dealing 2015
Feb 5, 2015
31710_dirs_2015-02-05_2afa39f5-ac6b-49bb-9e8a-f3375a883aab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PITNEY BOWES INC /DE/ (PBI)
CIK: 0000078814
Period of Report: 2015-02-03
Reporting Person: TORSONE JOHNNA G (EVP/Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-03 | Common Stock | M | 1318 | — | Acquired | 39576 | Direct |
| 2015-02-03 | Common Stock | F | 449 | $22.57 | Disposed | 39127 | Direct |
| 2015-02-03 | Common Stock | M | 1927 | — | Acquired | 41054 | Direct |
| 2015-02-03 | Common Stock | F | 657 | $22.57 | Disposed | 40397 | Direct |
| 2015-02-03 | Common Stock | M | 4115 | — | Acquired | 44512 | Direct |
| 2015-02-03 | Common Stock | F | 1402 | $22.57 | Disposed | 43110 | Direct |
| 2015-02-03 | Common Stock | M | 2273 | — | Acquired | 45383 | Direct |
| 2015-02-03 | Common Stock | F | 774 | $22.75 | Disposed | 44609 | Direct |
| 2015-02-03 | Common Stock | M | 11218 | — | Acquired | 55827 | Direct |
| 2015-02-03 | Common Stock | F | 3975 | $22.75 | Disposed | 51852 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-03 | Restricted Stock Unit | $0 | M | 1318 | Disposed | Common Stock (1318) | Direct | |
| 2015-02-03 | Restricted Stock Unit | $0 | M | 1927 | Disposed | Common Stock (1927) | Direct | |
| 2015-02-03 | Restricted Stock Unit | $0 | M | 4115 | Disposed | Common Stock (4115) | Direct | |
| 2015-02-03 | Restricted Stock Unit | $0 | M | 2273 | Disposed | Common Stock (2273) | Direct | |
| 2015-02-03 | Market Stock Unit | $0 | M | 11218 | Disposed | Common Stock (11218) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 800.3437 | Indirect |
| Common Stock | 7000 | Indirect |
Footnotes
F1: The third of four vesting traunches vested, leaving 1,318 shares yet to vest on 2/3/2015.
F2: The second of four vesting traunches vested, leaving 1,927 shares to vest on 2/3/2015 and 1,928 to vest on 2/2/2016.
F3: The first of four vesting traunches vested, leaving 4,115 shares to vest on 2/3/2015, 4,116 to vest on 2/2/2016 and 4,115 to vest on 2/7/2017.
F4: The first of three vesting traunches vested leaving 2,273 shares to vest on 2/2/2016 and 2,275 shares to vest on 2/7/2017.
F5: The MSUs were granted on 2/13/2012 and have a three year cliff vesting.