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PITNEY BOWES INC /DE/ — Director's Dealing 2014
Jun 4, 2014
31710_dirs_2014-06-04_df259cf1-2d0e-43fc-a8c7-adc8c174eff9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PITNEY BOWES INC /DE/ (PBI)
CIK: 0000078814
Period of Report: 2014-06-03
Reporting Person: Pilc Roger J (Exec VP & Chief Innov Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-03 | Common Stock | M | 4326 | — | Acquired | 4326 | Direct |
| 2014-06-03 | Common Stock | F | 1474 | $27.755 | Disposed | 2852 | Direct |
| 2014-06-03 | Common Stock | M | 3460 | — | Acquired | 6312 | Direct |
| 2014-06-03 | Common Stock | F | 1179 | $27.755 | Disposed | 5133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-03 | Restricted Stock Unit | $0 | M | 4326 | Disposed | 2023-06-02 | Common Stock (4326) | Direct |
| 2014-06-03 | Restricted Stock Unit | $0 | M | 3460 | Disposed | 2023-06-02 | Common Stock (3460) | Direct |
Footnotes
F1: The Restricted Stock Units (RSUs) were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on June 3, 2013 utilizing a fair market value (FMV) of a $14.45. The restricted stock units will vest 50% on June 3, 2014 and the remaining 50% on the February 3, 2015
F2: The Restricted Stock Units (RSUs) were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on June 3, 2013 utilizing a fair market value (FMV) of a $14.45. The restricted stock units will vest in four equal installments with the first one being June 3, 2014 and remaining on the first Tuesday of February 2015, February 2016, & February 2017.