AI assistant
PINNACLE WEST CAPITAL CORP — Director's Dealing 2021
Feb 23, 2021
30576_dirs_2021-02-23_985bcaf1-67ad-4e86-b6ec-8411eabce2ef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PINNACLE WEST CAPITAL CORP (PNW)
CIK: 0000764622
Period of Report: 2021-02-19
Reporting Person: GULDNER JEFFREY B. (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Common Stock | M | 627 | — | Acquired | 23187 | Direct |
| 2021-02-19 | Common Stock | D | 627 | $76.26 | Disposed | 22560 | Direct |
| 2021-02-19 | Common Stock | M | 681 | — | Acquired | 23241 | Direct |
| 2021-02-19 | Common Stock | D | 681 | $76.26 | Disposed | 22560 | Direct |
| 2021-02-19 | Common Stock | M | 1490 | — | Acquired | 24050 | Direct |
| 2021-02-19 | Common Stock | D | 1490 | $76.26 | Disposed | 22560 | Direct |
| 2021-02-19 | Common Stock | M | 2395 | — | Acquired | 24955 | Direct |
| 2021-02-19 | Common Stock | D | 2395 | $76.26 | Disposed | 22560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Restricted Stock Units | $ | M | 627 | Disposed | Common Stock (627) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 681 | Disposed | Common Stock (681) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 1490 | Disposed | Common Stock (1490) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 2395 | Disposed | Common Stock (2395) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 132 | Indirect |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
F2: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.
F3: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.
F4: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.
F5: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.