AI assistant
PINNACLE WEST CAPITAL CORP — Director's Dealing 2021
Feb 23, 2021
30576_dirs_2021-02-23_c57f7c26-36e6-4ec8-86d3-fe814e65d7dd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PINNACLE WEST CAPITAL CORP (PNW)
CIK: 0000764622
Period of Report: 2021-02-19
Reporting Person: Lockwood Barbara D (SVP, Public Policy, APS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Common Stock | M | 220 | — | Acquired | 2705 | Direct |
| 2021-02-19 | Common Stock | D | 220 | $76.26 | Disposed | 2485 | Direct |
| 2021-02-19 | Common Stock | M | 292 | — | Acquired | 2777 | Direct |
| 2021-02-19 | Common Stock | D | 292 | $76.26 | Disposed | 2485 | Direct |
| 2021-02-19 | Common Stock | M | 249 | — | Acquired | 2734 | Direct |
| 2021-02-19 | Common Stock | D | 249 | $76.26 | Disposed | 2485 | Direct |
| 2021-02-19 | Common Stock | M | 344 | — | Acquired | 2829 | Direct |
| 2021-02-19 | Common Stock | D | 344 | $76.26 | Disposed | 2485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Restricted Stock Units | $ | M | 220 | Disposed | Common Stock (220) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 292 | Disposed | Common Stock (292) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 249 | Disposed | Common Stock (249) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 344 | Disposed | Common Stock (344) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4286 | Indirect |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
F2: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.
F3: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.
F4: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.
F5: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.