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PINNACLE WEST CAPITAL CORP — Director's Dealing 2021
May 19, 2021
30576_dirs_2021-05-19_a383dfa2-04b8-4f98-906e-a7e5a88d53f8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PINNACLE WEST CAPITAL CORP (PNW)
CIK: 0000764622
Period of Report: 2021-05-19
Reporting Person: Tetlow Jacob (EVP, Ops, APS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1275 | Direct |
| Common Stock | 2473 | Indirect |
| Common Stock | 56 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (227) | Direct | ||
| Restricted Stock Units | $ | Common Stock (388) | Direct | ||
| Restricted Stock Units | $ | Common Stock (885) | Direct | ||
| Restricted Stock Units | $ | Common Stock (2108) | Direct |
Footnotes
F1: The restricted stock units vest and will be settled on February 18, 2022.
F2: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
F3: The Restricted Stock Units vest and will be settled as follows: 194 will vest on each of February 18, 2022 and February 20, 2023.
F4: The Restricted Stock Units vest and will be settled as follows: 295 will vest on each of February 18, 2022, February 20, 2023, and February 20, 2024.
F5: The Restricted Stock Units vest and will be settled as follows: 527 will vest on each of February 18, 2022, February 20, 2023, February 20, 2024, and February 20, 2025.