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PINNACLE WEST CAPITAL CORP — Director's Dealing 2021
Nov 8, 2021
30576_dirs_2021-11-08_22982700-66f1-4ad6-b6ac-93d5034c331f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PINNACLE WEST CAPITAL CORP (PNW)
CIK: 0000764622
Period of Report: 2021-11-04
Reporting Person: HATFIELD JAMES R (EVP, Advisor to CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-04 | Common Stock | A | 6030 | $0.00 | Acquired | 6030 | Direct |
| 2021-11-04 | Common Stock | F | 2590 | $63.60 | Disposed | 3440 | Direct |
| 2021-11-04 | Common Stock | A | 1117 | $0.00 | Acquired | 4557 | Direct |
| 2021-11-04 | Common Stock | F | 480 | $63.60 | Disposed | 4077 | Direct |
| 2021-11-04 | Common Stock | G | 4077 | $0.00 | Disposed | 0 | Direct |
| 2011-11-04 | Common Stock | G | 4077 | $0.00 | Acquired | 29042 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28 | Indirect |
Footnotes
F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.
F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.
F4: The reporting person gifted the shares received on November 4, 2021 to a revocable family trust.