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PINNACLE WEST CAPITAL CORP — Director's Dealing 2017
May 26, 2017
30576_dirs_2017-05-26_308861a1-6dd9-4d01-bb83-048b9d7f08b4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PINNACLE WEST CAPITAL CORP (PNW)
CIK: 0000764622
Period of Report: 2017-05-17
Reporting Person: Lockwood Barbara D (VP, Regulation, APS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 776 | Direct |
| Common Stock | 3802 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (104) | Direct | ||
| Restricted Stock Units | $ | Common Stock (260) | Direct | ||
| Restricted Stock Units | $ | Common Stock (783) | Direct | ||
| Restricted Stock Units | $ | Common Stock (880) | Direct |
Footnotes
F1: The Restricted Stock Units vest and will be settled on February 20, 2018.
F2: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.
F3: The Restricted Stock Units vest and will be settled as follows: 130 will vest on each of February 20, 2018 and February 20, 2019.
F4: The Restricted Stock Units vest and will be settled as follows: 261 will vest on each of February 20, 2018; February 20, 2019; and February 20, 2020.
F5: The Restricted Stock Units vest and will be settled in four equal, annual installments beginning on February 20, 2018.
F6: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.