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Phunware, Inc. — Director's Dealing 2022
Aug 12, 2022
34509_dirs_2022-08-12_bcedfdea-3d6b-4226-962a-157be8b55f6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Phunware, Inc. (PHUN)
CIK: 0001665300
Period of Report: 2022-08-11
Reporting Person: KNITOWSKI ALAN S (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-11 | Common Stock | F | 15008 | $1.7763 | Disposed | 1244825 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 585589 | Indirect |
Footnotes
F1: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
F2: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.
F3: Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.