Phunware, Inc. — Director's Dealing 2022

Dec 2, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Phunware, Inc. (PHUN)
CIK: 0001665300
Period of Report: 2022-12-01

Reporting Person: KNITOWSKI ALAN S (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-01	Common Stock	A	4000	$0.9095	Acquired	1253622	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	585589	Indirect

Footnotes

F1: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP")

F2: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.

F3: Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.