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Phunware, Inc. — Director's Dealing 2022
Dec 14, 2022
34509_dirs_2022-12-13_b37656c3-f3d0-49a8-b583-7fcc088b498a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Phunware, Inc. (PHUN)
CIK: 0001665300
Period of Report: 2022-12-07
Reporting Person: KNITOWSKI ALAN S (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-08 | Common Stock | S | 115170 | $0.9605 | Disposed | 1138452 | Direct |
| 2022-12-08 | Common Stock | S | 45898 | $0.9921 | Disposed | 1092554 | Direct |
| 2022-12-07 | Common Stock | S | 29119 | $1.0028 | Disposed | 1063435 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 585589 | Indirect |
Footnotes
F1: This Form 4/A is being filed to amend the Form 4 filed on December 9, 2022 (the "Original Form 4"). The Original Form 4 incorrectly used transaction code "D," instead of transaction code "S."
F2: Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.