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PFIZER INC — Major Shareholding Notification 2008
Apr 16, 2008
29831_mrq_2008-04-16_7a70b790-5e37-4443-93c6-4bfdee1809e9.zip
Major Shareholding Notification
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
| ENCYSIVE PHARMACEUTICALS INC. |
|---|
| (Name of Issuer) |
| Common Stock, par value $0.005 per share |
| (Title of class of securities) |
| 29256X107 |
| (CUSIP number) |
| Margaret M. Foran, Esq. Pfizer Inc. 235 East 42nd Street New York, NY 10017 Phone (212) 573-2323 with a copy to: Raymond O. Gietz, Esq. Weil, Gotshal & Manges LLP 767 Fifth Avenue New York, New York 10153 |
| (Name, address and telephone number of person authorized |
| to receive notices and communications) |
| April 14, 2008 |
| (Date of event which requires filing of this |
| statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o .
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CUSIP No. 226406106 13D Page 2
| 1. — 2. | NAME OF REPORTING PERSON: PFIZER INC. — CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP: | | (a) x (b) [_] |
| --- | --- | --- | --- |
| 3. | SEC USE ONLY | | |
| 4. | SOURCE OF FUNDS: | WC | |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e): o | | |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | | Delaware |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH | 7. | SOLE VOTING POWER: | 69,076,466 (See Item 5) |
| | 8. | SHARED VOTING POWER: | -0- |
| | 9. | SOLE DISPOSITIVE POWER: | 69,076,466 (See Item 5) |
| | 10. | SHARED DISPOSITIVE POWER: | -0- |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON: | | 69,076,466 (See Item 5) |
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES: | | o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(11): | | 85.33% (See Item 5) |
| 14. | TYPE OF REPORTING PERSON: | | CO |
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CUSIP No. 226406106 13D Page 3
| 1. — 2. | NAME OF REPORTING PERSON: EXPLORER ACQUISITION
CORP. — CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP: | | (a) x (b) [_] |
| --- | --- | --- | --- |
| 3. | SEC USE ONLY | | |
| 4. | SOURCE OF FUNDS: | AF | |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e): o | | |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | | DELAWARE |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH | 7. | SOLE VOTING POWER: | 69,076,466 (See Item 5) |
| | 8. | SHARED VOTING POWER: | -0- |
| | 9. | SOLE DISPOSITIVE POWER: | 69,076,466 (See Item 5) |
| | 10. | SHARED DISPOSITIVE POWER: | -0- |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON: | | 69,076,466 (See Item 5) |
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES: | | o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(11): | | 85.33% (See Item 5) |
| 14. | TYPE OF REPORTING PERSON: | | CO |
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This Amendment No. 1 (the “Amendment”) amends the Statement on Schedule 13D filed on April 11, 2008 (the “Original Schedule”) by the Reporting Persons (the Original Schedule as amended by this Amendment is referred to as the “Schedule 13D”) and is filed by Pfizer Inc. (“Pfizer”), and its wholly-owned subsidiary, Explorer Acquisition Corp. (“Explorer” or the “Purchaser”), and relates to the common stock, including the associated preferred stock purchase rights (“Common Stock”), $0.005 par value per share, of Encysive Pharmaceuticals Inc., a Delaware corporation (“Encysive” or the “Company”). Unless otherwise indicated, all capitalized terms used herein have the meaning ascribed to them in the Original Schedule.
ITEM 5. Interests in the Securities of the Purchaser.
(a) and (b) As a result of purchases of Shares pursuant to the Offer, on April 15, 2008, Pfizer and Explorer beneficially own an aggregate 69,076,466 shares (the “Shares”) of Common Stock, representing 85.33% of the outstanding shares of Common Stock (based upon 80,955,060 Shares issued and outstanding as of April 14, 2008, as reported to the Reporting Persons by the transfer agent for the Shares). Pfizer and Explorer each have sole voting and dispositive power of all the Shares by virtue of the fact that Explorer, the record holder of the Shares, is a wholly-owned subsidiary of Pfizer.
(c) Since the filing of the Original Schedule and through the expiration of the subsequent offering period at 5:00 p.m., New York City time, on April 14, 2008, Explorer purchased the following number of Shares on the following dates at the offer price of $2.35 per Share:
| Date : | Number of
Shares : |
| --- | --- |
| April 11, 2008 | 155,499 |
| April 14, 2008 | 1,232,412 |
(d) Except as set forth in this Amendment, none of the Reporting Parties has the right to receive or the power to direct the receipt of dividends from, or the proceeds of the sale of, securities covered by the Schedule 13D.
(e) Not applicable.
4
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 16, 2008
PFIZER INC.
By: /s/ David Reid
| Name: | David Reid |
|---|---|
| Title: | Assistant Secretary |
EXPLORER ACQUISITION CORP.
By: /s/ Lawrence R. Milller
| Name: | Lawrence R. Miller |
|---|---|
| Title: | Vice President |
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