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PFIZER INC Director's Dealing 2019

Mar 2, 2019

29831_dirs_2019-03-01_fb1164bc-0022-4cb3-b7cd-f53383599e61.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2019-02-27

Reporting Person: READ IAN C (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-27 Common Stock A 347327.0000 $0.0000 Acquired 1934064.0000 Direct
2019-02-27 Common Stock F 90352.0000 $42.9300 Disposed 1843712.0000 Direct
2019-02-27 Common Stock F 153644.0000 $42.9300 Disposed 1690068.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-28 Stock Appreciation Rights $43.3500 A 240670.0000 Acquired 2024-02-28 Common Stock (240670.0000) Direct
2019-02-28 Stock Appreciation Rights $43.3500 A 202819.0000 Acquired 2026-02-28 Common Stock (202819.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 11442.0000 Indirect

Footnotes

F1: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F3: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

F4: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F5: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.