PERSEUS MINING LIMITED — Major Shareholding Notification 2020

Dec 22, 2020

Form 604 Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	Perseus Mining Limited
ACN/ARSN	106 808 986
1.Details of substantial holder (1)Name		Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable)	N/A
There was a change in the interests of thesubstantial holder onThe previous notice was given to the company onThe previous notice was dated		18/12/202022/04/202021/04/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Ordinary shares	113,911,966	9.75%	135,107,122	11.02%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature ofchange (6)	Considerationgiven in relationto change (7)	Class andnumber ofsecuritiesaffected	Person's votesaffected
	Van Eck AssociatesCorporation (VEAC)	See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered	Person entitled	Nature of	Class and	Person's votes
relevant	holder of	to be registered	relevant	number of
interest	securities	as holder (8)	interest (6)	securities
VEAC	State Street Bank &Trust Co. as custodianfor VanEck VectorsGold Miners ETF	VanEck Vectors GoldMiners ETF (GDX)	VEAC holds its relevantinterest by having thepower to exercise, controlthe exercise of, orinfluence the exercise of,the voting powers ordisposal of the securitiesto which the relevantinterest relates in theordinary course ofinvestment managementbusiness.	Ordinary shares71,257,084	5.81%

VEAC	State Street Bank &Trust Co. as custodianfor VanEck VectorsJunior Gold MinersETF	VanEck VectorsJunior Gold MinersETF (GDXJ)	Same as above.	Ordinary shares57,187,651	4.66%
VEAC	Bank of New YorkMellon as custodian forVanEck Vectors GoldMining UCITS ETF	VanEck Vectors GoldMining UCITS ETF(UCTGDIG)	Same as above.	Ordinary shares25,824	0.00%
VEAC	Bank of New YorkMellon as custodian forVanEck Vectors GoldMiners UCITS ETF	VanEck Vectors GoldMiners UCITS ETF(UCTGDX)	Same as above.	Ordinary shares3,043,429	0.25%
VEAC	Bank of New YorkMellon as custodian forVanEck Vectors JuniorGold Miners UCITS ETF	VanEck Vectors JuniorGold Miners UCITSETF (UCTGDXJ)	Same as above.	Ordinary shares3,593,134	0.29%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
VEAC	666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation	666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc.	666 Third Avenue, New York, NY 10017
VanEck Australia Pty Ltd	Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Investments Limited	Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000

Signature

print name	Andrew Tilzer	capacity	AVP
sign here		date	22/12/2020

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown'".
• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant			Consideration	Consideration
interest	Date of Acquisition	B/S	Cash	Non-Cash	Number of Securities
GDX	04/22/2020	B	-	In-Kind	220,320
GDX	04/23/2020	B	-	In-Kind	396,576
GDX	04/24/2020	B	-	In-Kind	367,250
GDX	04/29/2020	B	-	In-Kind	624,240
GDX	05/01/2020	B	-	In-Kind	14,692
GDX	05/04/2020	B	-	In-Kind	367,300
GDX	05/06/2020	B	-	In-Kind	396,684
GDX	05/11/2020	B	-	In-Kind	367,250
GDX	05/14/2020	B	-	In-Kind	396,630
GDX	05/15/2020	B	-	In-Kind	220,350
GDX	05/18/2020	B	-	In-Kind	7,345
GDX	05/19/2020	B	-	In-Kind	220,350
GDX	05/20/2020	B	-	In-Kind	778,570
GDX	05/21/2020	B	-	In-Kind	14,690
GDX	05/22/2020	B	-	In-Kind	367,250
GDX	05/26/2020	B	-	In-Kind	7,345
GDX	05/27/2020	B	-	In-Kind	29,380
GDX	05/28/2020	B	-	In-Kind	411,320
GDX	05/29/2020	B	-	In-Kind	22,041
GDX	06/01/2020	B	-	In-Kind	308,616
GDX	06/10/2020	B	-	In-Kind	14,702
GDX	06/11/2020	B	-	In-Kind	404,360
GDX	06/15/2020	S	-	In-Kind	286,728
GDX	06/17/2020	S	-	In-Kind	632,444
GDX	06/19/2020	S	-	In-Kind	22,062
GDX	06/19/2020	B	164,173.71	-	147,138
GDX	06/22/2020	S	-	In-Kind	81,004
GDX	06/23/2020	B	-	In-Kind	198,855
GDX	06/25/2020	S	-	In-Kind	22,095
GDX	06/26/2020	B	-	In-Kind	272,505
GDX	06/29/2020	B	-	In-Kind	220,920
GDX	06/30/2020	B	-	In-Kind	58,920
GDX	07/06/2020	S	-	In-Kind	51,555
GDX	07/07/2020	S	-	In-Kind	220,950
GDX	07/08/2020	S	-	In-Kind	88,380
GDX	07/09/2020	S	-	In-Kind	184,125
GDX	07/13/2020	S	-	In-Kind	51,555
GDX	07/14/2020	S	-	In-Kind	110,460
GDX	07/15/2020	S	-	In-Kind	14,728
GDX	07/20/2020	B	-	In-Kind	294,560
GDX	07/21/2020	B	-	In-Kind	7,363
GDX	07/22/2020	S	-	In-Kind	161,986
GDX	07/24/2020	S	-	In-Kind	463,869

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant			Consideration	Consideration
interest	Date of Acquisition	B/S	Cash	Non-Cash	Number of Securities
GDX	07/27/2020	S	-	In-Kind	110,445
GDX	07/28/2020	S	-	In-Kind	125,171
GDX	07/30/2020	S	-	In-Kind	7,362
GDX	08/04/2020	S	-	In-Kind	139,878
GDX	08/05/2020	B	-	In-Kind	191,412
GDX	08/10/2020	B	-	In-Kind	36,805
GDX	08/11/2020	S	-	In-Kind	139,859
GDX	08/12/2020	B	-	In-Kind	66,249
GDX	08/13/2020	S	-	In-Kind	279,718
GDX	08/17/2020	B	-	In-Kind	29,452
GDX	08/18/2020	S	-	In-Kind	132,516
GDX	08/19/2020	S	-	In-Kind	147,240
GDX	08/24/2020	S	-	In-Kind	81,015
GDX	08/25/2020	B	-	In-Kind	51,569
GDX	08/26/2020	B	-	In-Kind	464,121
GDX	08/27/2020	B	-	In-Kind	58,936
GDX	09/02/2020	S	-	In-Kind	73,700
GDX	09/04/2020	B	-	In-Kind	280,060
GDX	09/08/2020	B	-	In-Kind	530,640
GDX	09/10/2020	S	-	In-Kind	7,376
GDX	09/11/2020	S	-	In-Kind	44,268
GDX	09/16/2020	S	-	In-Kind	206,556
GDX	09/17/2020	S	-	In-Kind	169,671
GDX	09/18/2020	S	-	In-Kind	7,377
GDX	09/18/2020	B	4,691,176.43	-	2,995,460
GDX	09/21/2020	S	-	In-Kind	15,430
GDX	09/22/2020	B	-	In-Kind	53,998
GDX	09/23/2020	B	-	In-Kind	285,381
GDX	09/24/2020	B	-	In-Kind	15,428
GDX	09/25/2020	B	-	In-Kind	370,224
GDX	09/28/2020	S	-	In-Kind	38,570
GDX	09/30/2020	B	-	In-Kind	15,430
GDX	10/06/2020	S	-	In-Kind	7,715
GDX	10/07/2020	S	-	In-Kind	277,740
GDX	10/08/2020	S	-	In-Kind	15,432
GDX	10/12/2020	B	-	In-Kind	69,435
GDX	10/20/2020	B	433,170.21	-	331,699
GDX	10/22/2020	B	-	In-Kind	7,750
GDX	10/23/2020	B	-	In-Kind	325,500
GDX	10/29/2020	S	-	In-Kind	92,988
GDX	10/30/2020	B	-	In-Kind	162,729
GDX	11/04/2020	S	-	In-Kind	457,191
GDX	11/06/2020	S	-	In-Kind	348,660

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant			Consideration	Consideration
interest	Date of Acquisition	B/S	Cash	Non-Cash	Number of Securities
GDX	11/11/2020	B	-	In-Kind	85,228
GDX	11/12/2020	B	78,043.88	-	65,263
GDX	11/13/2020	B	-	In-Kind	309,920
GDX	11/17/2020	B	-	In-Kind	216,944
GDX	11/18/2020	B	-	In-Kind	441,579
GDX	11/19/2020	B	-	In-Kind	232,410
GDX	11/23/2020	B	-	In-Kind	844,423
GDX	11/24/2020	B	-	In-Kind	77,460
GDX	11/30/2020	B	-	In-Kind	348,840
GDX	12/01/2020	B	-	In-Kind	100,776
GDX	12/02/2020	B	-	In-Kind	7,752
GDX	12/07/2020	B	-	In-Kind	23,259
GDX	12/08/2020	B	-	In-Kind	23,262
GDX	12/09/2020	B	-	In-Kind	193,825
GDX	12/15/2020	B	-	In-Kind	201,734
GDX	12/16/2020	B	-	In-Kind	124,144
GDX	12/18/2020	B	-	In-Kind	310,360
GDX	12/18/2020	B	1,348,776.19	-	1,032,822
GDXJ	04/20/2020	S	-	In-Kind	233,430
GDXJ	04/27/2020	S	-	In-Kind	186,736
GDXJ	04/29/2020	S	-	In-Kind	933,560
GDXJ	05/06/2020	S	-	In-Kind	653,044
GDXJ	05/11/2020	S	-	In-Kind	373,168
GDXJ	05/14/2020	S	-	In-Kind	536,452
GDXJ	05/20/2020	B	-	In-Kind	326,452
GDXJ	05/21/2020	B	-	In-Kind	326,466
GDXJ	05/22/2020	B	-	In-Kind	186,552
GDXJ	05/29/2020	B	-	In-Kind	932,800
GDXJ	06/02/2020	S	-	In-Kind	93,260
GDXJ	06/10/2020	S	-	In-Kind	163,226
GDXJ	06/11/2020	B	-	In-Kind	186,504
GDXJ	06/15/2020	S	-	In-Kind	606,216
GDXJ	06/16/2020	B	-	In-Kind	303,056
GDXJ	06/17/2020	S	-	In-Kind	442,947
GDXJ	06/19/2020	S	7,030,698.03	-	6,307,451
GDXJ	06/23/2020	S	-	In-Kind	122,406
GDXJ	06/24/2020	S	-	In-Kind	102,000
GDXJ	06/26/2020	S	-	In-Kind	285,614
GDXJ	07/08/2020	B	-	In-Kind	40,792
GDXJ	07/08/2020	S	114,111.74	-	80,987
GDXJ	07/09/2020	B	-	In-Kind	142,429
GDXJ	07/10/2020	B	-	In-Kind	244,164
GDXJ	07/17/2020	B	-	In-Kind	162,768

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant			Consideration	Consideration
interest	Date of Acquisition	B/S	Cash	Non-Cash	Number of Securities
GDXJ	07/21/2020	B	-	In-Kind	203,430
GDXJ	07/22/2020	B	-	In-Kind	162,760
GDXJ	07/23/2020	B	-	In-Kind	223,773
GDXJ	07/27/2020	S	-	In-Kind	61,029
GDXJ	07/28/2020	B	-	In-Kind	162,720
GDXJ	07/29/2020	S	146,517.09	-	93,987
GDXJ	08/05/2020	B	-	In-Kind	588,004
GDXJ	08/10/2020	B	-	In-Kind	202,770
GDXJ	08/12/2020	S	-	In-Kind	81,112
GDXJ	08/14/2020	S	-	In-Kind	60,855
GDXJ	08/18/2020	B	-	In-Kind	162,272
GDXJ	08/19/2020	B	-	In-Kind	40,568
GDXJ	09/02/2020	S	-	In-Kind	60,891
GDXJ	09/10/2020	S	-	In-Kind	81,244
GDXJ	09/14/2020	S	-	In-Kind	101,605
GDXJ	09/18/2020	B	8,293,844.44	-	5,295,874
GDXJ	09/21/2020	B	216,694.21	-	137,741
GDXJ	09/23/2020	B	-	In-Kind	68,262
GDXJ	09/28/2020	B	-	In-Kind	227,600
GDXJ	10/05/2020	S	-	In-Kind	182,088
GDXJ	10/06/2020	S	-	In-Kind	204,831
GDXJ	10/12/2020	B	-	In-Kind	91,044
GDXJ	10/26/2020	B	-	In-Kind	91,040
GDXJ	10/27/2020	B	486,616.31	-	392,158
GDXJ	10/28/2020	B	-	In-Kind	229,310
GDXJ	10/29/2020	S	-	In-Kind	137,496
GDXJ	10/30/2020	S	-	In-Kind	183,320
GDXJ	11/02/2020	B	-	In-Kind	297,895
GDXJ	11/06/2020	B	-	In-Kind	45,826
GDXJ	11/12/2020	S	-	In-Kind	22,912
GDXJ	11/13/2020	B	-	In-Kind	91,648
GDXJ	11/18/2020	B	-	In-Kind	274,848
GDXJ	11/19/2020	B	-	In-Kind	412,272
GDXJ	11/24/2020	S	-	In-Kind	45,810
GDXJ	11/25/2020	B	-	In-Kind	137,466
GDXJ	12/01/2020	B	-	In-Kind	297,843
GDXJ	12/02/2020	B	-	In-Kind	664,390
GDXJ	12/03/2020	B	-	In-Kind	160,370
GDXJ	12/17/2020	B	-	In-Kind	45,826
GDXJ	12/18/2020	B	-	In-Kind	91,656
GDXJ	12/18/2020	B	5,478,854.32	-	4,195,419
UCTGDX	04/24/2020	B	8,245.70	-	6,957
UCTGDX	04/29/2020	B	7,930.05	-	7,773

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant			Consideration	Consideration
interest	Date of Acquisition	B/S	Cash	Non-Cash	Number of Securities
UCTGDX	04/29/2020	B	7,934.01	-	7,773
UCTGDX	05/07/2020	B	7,697.80	-	7,774
UCTGDX	05/12/2020	B	8,125.45	-	7,774
UCTGDX	05/14/2020	B	49,671.95	-	46,638
UCTGDX	05/15/2020	B	8,668.63	-	7,773
UCTGDX	05/19/2020	B	26,705.60	-	23,319
UCTGDX	05/20/2020	B	38,557.94	-	31,092
UCTGDX	05/29/2020	B	20,136.10	-	15,546
UCTGDX	06/01/2020	B	10,342.82	-	7,775
UCTGDX	06/01/2020	B	41,367.14	-	31,100
UCTGDX	06/10/2020	B	17,817.47	-	15,558
UCTGDX	06/15/2020	B	43,766.88	-	38,900
UCTGDX	06/16/2020	B	9,493.50	-	7,780
UCTGDX	06/19/2020	B	2,432.55	-	2,181
UCTGDX	06/22/2020	B	2,524.29	-	2,184
UCTGDX	06/22/2020	B	72,023.76	-	62,352
UCTGDX	06/23/2020	B	18,631.39	-	15,588
UCTGDX	06/24/2020	B	19,954.07	-	15,586
UCTGDX	06/24/2020	B	9,977.04	-	7,793
UCTGDX	06/25/2020	B	28,411.17	-	23,379
UCTGDX	06/25/2020	B	28,408.33	-	23,379
UCTGDX	07/06/2020	B	20,109.96	-	15,586
UCTGDX	07/07/2020	B	10,405.74	-	7,793
UCTGDX	07/08/2020	B	65,941.97	-	46,758
UCTGDX	07/08/2020	B	32,967.69	-	23,379
UCTGDX	07/13/2020	B	78,008.28	-	54,167
UCTGDX	07/21/2020	B	103,799.82	-	70,128
UCTGDX	07/21/2020	B	69,206.80	-	46,752
UCTGDX	07/24/2020	B	23,377.67	-	15,582
UCTGDX	07/27/2020	B	36,699.28	-	23,373
UCTGDX	08/04/2020	B	93,489.35	-	62,320
UCTGDX	08/04/2020	B	35,062.01	-	23,370
UCTGDX	08/06/2020	B	12,075.36	-	7,789
UCTGDX	08/12/2020	B	65,908.12	-	46,734
UCTGDX	08/13/2020	B	21,969.37	-	15,578
UCTGDX	08/14/2020	B	23,290.78	-	15,576
UCTGDX	08/14/2020	B	11,645.39	-	7,788
UCTGDX	08/17/2020	B	11,609.42	-	7,790
UCTGDX	08/17/2020	B	23,218.84	-	15,580
UCTGDX	08/19/2020	B	216,878.02	-	148,010
UCTGDX	08/24/2020	B	68,020.30	-	46,740
UCTGDX	08/24/2020	B	22,673.43	-	15,580
UCTGDX	08/27/2020	B	87,338.94	-	61,494

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant			Consideration	Consideration
interest	Date of Acquisition	B/S	Cash	Non-Cash	Number of Securities
UCTGDX	09/02/2020	B	113,858.97	-	77,970
UCTGDX	09/03/2020	B	10,995.97	-	7,797
UCTGDX	09/03/2020	B	32,987.91	-	23,391
UCTGDX	09/11/2020	B	53,455.90	-	39,015
UCTGDX	09/14/2020	B	11,358.55	-	7,805
UCTGDX	09/17/2020	B	11,825.42	-	7,804
UCTGDX	09/18/2020	B	213,560.62	-	136,365
UCTGDX	09/21/2020	B	23,911.34	-	15,728
UCTGDX	09/23/2020	B	11,713.38	-	8,161
UCTGDX	09/25/2020	B	11,346.06	-	8,161
UCTGDX	09/28/2020	B	80,565.18	-	57,127
UCTGDX	10/01/2020	S	63,422.94	-	46,135
UCTGDX	10/02/2020	S	22,196.20	-	16,324
UCTGDX	10/22/2020	B	21,007.91	-	15,974
UCTGDX	11/02/2020	B	20,095.41	-	16,470
UCTGDX	12/02/2020	S	69,226.36	-	57,455
UCTGDX	12/03/2020	S	77,737.71	-	65,608
UCTGDX	12/16/2020	S	49,530.71	-	40,603
UCTGDX	12/18/2020	B	78,516.65	-	60,160
UCTGDXJ	04/29/2020	S	1,754.19	-	1,721
UCTGDXJ	04/29/2020	S	19,951.50	-	19,574
UCTGDXJ	05/12/2020	S	61,336.55	-	58,707
UCTGDXJ	05/14/2020	B	125,064.53	-	117,408
UCTGDXJ	05/27/2020	B	68,327.73	-	57,649
UCTGDXJ	06/10/2020	B	179,160.03	-	156,456
UCTGDXJ	06/19/2020	S	323,634.21	-	290,342
UCTGDXJ	06/24/2020	B	131,625.32	-	102,822
UCTGDXJ	07/08/2020	S	5,314.80	-	3,772
UCTGDXJ	07/22/2020	B	47,784.56	-	31,850
UCTGDXJ	07/24/2020	B	25,644.63	-	17,093
UCTGDXJ	07/27/2020	B	26,841.38	-	17,093
UCTGDXJ	07/27/2020	B	107,354.77	-	68,372
UCTGDXJ	07/29/2020	S	8,321.45	-	5,338
UCTGDXJ	08/05/2020	B	52,670.31	-	34,084
UCTGDXJ	08/14/2020	B	101,915.37	-	68,164
UCTGDXJ	08/18/2020	B	26,259.17	-	17,048
UCTGDXJ	08/20/2020	B	24,723.09	-	17,047
UCTGDXJ	08/24/2020	B	49,613.78	-	34,092
UCTGDXJ	09/02/2020	B	99,611.16	-	68,220
UCTGDXJ	09/10/2020	B	117,799.66	-	85,345
UCTGDXJ	09/14/2020	B	49,701.10	-	34,152
UCTGDXJ	09/18/2020	B	485,879.47	-	310,373
UCTGDXJ	09/21/2020	B	16,118.64	-	10,172

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant			Consideration	Consideration
interest	Date of Acquisition	B/S	Cash	Non-Cash	Number of Securities
UCTGDXJ	10/14/2020	B	27,814.97	-	20,081
UCTGDXJ	10/15/2020	B	25,787.88	-	18,685
UCTGDXJ	10/16/2020	B	27,031.38	-	19,586
UCTGDXJ	10/27/2020	B	29,384.74	-	23,695
UCTGDXJ	10/30/2020	B	22,481.05	-	18,502
UCTGDXJ	11/03/2020	B	23,161.36	-	18,093
UCTGDXJ	11/09/2020	B	78,014.68	-	57,358
UCTGDXJ	11/12/2020	B	24,153.37	-	20,210
UCTGDXJ	11/17/2020	B	44,274.17	-	36,436
UCTGDXJ	11/24/2020	B	42,299.23	-	38,450
UCTGDXJ	11/25/2020	S	147,645.98	-	134,850
UCTGDXJ	12/02/2020	B	69,682.48	-	57,822
UCTGDXJ	12/03/2020	B	45,660.25	-	38,528
UCTGDXJ	12/08/2020	B	46,244.09	-	38,373
UCTGDXJ	12/17/2020	B	55,386.22	-	42,765
UCTGDXJ	12/18/2020	B	415,005.40	-	317,980
UCTGDIG	05/06/2020	B	1,758.96	-	1,767
UCTGDIG	07/15/2020	B	2,715.47	-	1,925
UCTGDIG	07/27/2020	B	8,194.38	-	5,217
UCTGDIG	08/14/2020	B	2,623.41	-	1,754
UCTGDIG	08/27/2020	S	2,486.72	-	1,752
UCTGDIG	09/17/2020	B	2,722.16	-	1,796
UCTGDIG	09/18/2020	S	1,769.22	-	1,131
UCTGDIG	10/20/2020	B	2,320.03	-	1,777
UCTGDIG	10/22/2020	S	2,216.09	-	1,686
UCTGDIG	12/03/2020	B	4,016.59	-	3,388
UCTGDIG	12/15/2020	B	1,920.62	-	1,684

In-Kind transactions result from UCTGDIG receiving a basket of securities (including PERSEUS MINING LTD) in exchange for securities in UCTGDIG.