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Perpetual Limited — Major Shareholding Notification 2017
Oct 24, 2017
10538_rns_2017-10-24_dab1d1f4-d785-4cc2-8ea3-4421f9ca148e.pdf
Major Shareholding Notification
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Form 605
اغتلالا كالتنا
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | PERPETUAL LIMITED | |
|---|---|---|
| ACN/ARSN | 000 431 827 | |
| 1.Details of substantial holder (1) | ||
| Name | UBS Group AG and its related bodies corporate | |
| ACN/ARSN (if applicable): | ||
| The holder ceased to be a substantial shareholder on | 23 October 2017 | |
| The previous notice was given to the company on | 24 October 2017 | |
| The previous notice was dated | 20 October 2017 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of Change(4) | Considerationaiven inrelation tochange (5) | Class (6) andNumber ofsecurities affected | Person'svotesaffected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ---------Name and ACN/ARSN (if applicable)____-------- | Nature of association | ||
|---|---|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| _______________________________________Name | Address |
|---|---|
| Details of all UBS offices can be found through thefollowing link: http://apps2.ubs.com/locationfinder/--------------------------------------- |
SIGNATURE
| Print Name: | Philip Alexander | Capacity: | Authorised signatory |
|---|---|---|---|
| Sign Here: Property | Date: | 25 October 2017 | |
| Print Name: | Serene Peh | Capacity: | Authorised signatory |
| Sign Here: | Date: | 25 October 2017 |
______________________________________
Contact details for this notice:
…
........ --------Serene Peh Group Risk Control $(T) + 6564955283$ ----------------------------------
| PPT - Appendix A | |||||
|---|---|---|---|---|---|
| Date ofchange | Person whose relevant interestchanged | Nature of Change | Consideration given inrelation to change | Number of securities | Class |
| 23-Oct-17 | UBS Securities Australia Ltd | Stock borrowed | NA | 50,000 | Ordinary |
| $23 - Oct-17$ | UBS Securities Australia Ltd | Stock returned | N/A | (100,000) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 100 | 2 | Ordinary |
| $23 - Oct - 17$ | UBS Securities Australia Ltd | Buy | 150 | э | Ordinary |
| $23-0ct-17$ | UBS Securities Australia Ltd | Sell | 131,862 | (2.624) | Ordinary |
| $23 - Oct - 17$ | UBS Securities Australia Ltd | Sell | 12,865 | (256) | Ordinary |
| $23 - 0$ ct-17 | UBS Securities Australia Ltd | Buy | 191,862 | 2,624 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 12,865 | 256 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 50 | Ordinary | |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 348 | 7 | Ordinary |
| $23 - Oct-17$ | UBS Securities Australia Ltd | Buy | 1,343 | $\overline{27}$ | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 2,786 | 56 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 3,582 | 72 | Ordinary |
| $23-0d-17$ | UBS Securities Australia Ltd | Buy | 18,408 | 370 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 28,407 | 571 | Ordinary |
| $23-0ct-17$ | UBS Securities Australia Ltd | Buy | 53,481 | 1,075 | Ordinary |
| $23 - Oct-17$ | UBS Securities Australia Ltd | Sell | 50 | (1) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 51,569 | (1,032) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 6,927 | 139 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 28,614 | 575 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 189,011 | (3,795) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 850 | (17) | Ordinary |
| $23-0$ ct-17 | UBS Securities Australia Ltd | Buy | 439,058 | 8,789 | Ordinary |
| $23-0c1-17$ | UBS Securities Australia Ltd | Buv | 120,644 | 2,416 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 34.312 | (688) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 18,060 | 361 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Seil | 11,249 | (226) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 1,593 | (32) | Ordinary |
| $23 - Oct - 17$ | UBS Securities Australia Ltd | Sell | 559.511 | (11.203) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 94.951 | (1,900) | Ordinary |
| $23-0ct-17$ | UBS Securities Australia Ltd | Buy | 14,583 | 292 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 9,715 | (195) | Ordinary |
| 23-Oct-17 | U8S Securities Australia Ltd | Sell | 2,941 | (59) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 2,959 | (59) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 2,400 | (48) | Ordinary |
| $23 - Oct-17$ | UBS Securities Australia Ltd | Sell | 1.655 | (33) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 4,486 | (90) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 999 | $\overline{20}$ | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | seil | 181,124 | (3,629) | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 28.129 | (563) | Crdinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Buy | 575,266 | 11,514 | Ordinary |
| 23-Oct-17 | UBS Securities Australia Ltd | Sell | 567,501 | (11,350) | Ordinary |
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