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Perpetual Limited — Major Shareholding Notification 2017
Dec 4, 2017
10538_rns_2017-12-04_256a463d-8ac9-4a29-9498-def3598f5653.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | PERPETUAL LIMITED | ||||
|---|---|---|---|---|---|
| ACN/ARSN | 000 431 827 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | UBS Group AG and its related bodies corporate | ||||
| ACN/ARSN (if applicable): | |||||
| The holder ceased to be a substantial shareholder on | 30 November 2017 | ||||
| The previous notice was given to the company on | 1 December 2017 | ||||
| The previous notice was dated | 29 November 2017 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration aiven in relation to change (5) |
Class (6) and Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ___ | ------- |
|---|---|
| Name and ACN/ARSN (if applicable) | ____ |
| ---- | Nature of association |
| ' N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name ______ |
Address |
|---|---|
| Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: Philip Alexander | Capacity: Authorised signatory | |
|---|---|---|
| Sign Here: 4, Accords | Date: 4 December 2017 | |
Andrew Ma
Contact details for this notice:
----------------------Philip Alexander Group Risk Control
(T) +852 2971 6074 ---------------------------------------
| PPT - Appendix A | |||||
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change |
Number of securities | Class |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | NA | (15,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (80,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (5,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (4, 892) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (47,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (146,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (27,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (50,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Stock returned | N/A | (25.000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 23,914 | (493) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 2,865 | 59 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 63,233 | (1,304) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 2,980 | 61 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 4,508 | (93) | Ordinary |
| 30-Nov-17 30-Nov-17 |
UBS Securities Australia Ltd | Sell | 166,855 | (3, 442) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 525,566 | (10, 861) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 475,457 | 9,810 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd U85 Securities Australia Ltd |
Sell | 14,907 | (307) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy Seil |
138,205 | 2,852 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 85,777 | (1,770) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 34,220 79,494 |
(709) (1, 644) |
Ordinary Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 1,446 | 30 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 1,449 | 30 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 48 | 1 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 145,500 | 3,000 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Bυγ | 783,412 | 16,156 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 775,725 | (16, 021) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 64,711 | (1,326) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 20,271 | 419 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 3,391 | (70) | Ordinary |
| 30-Nov-17 30-Nov-17 |
UBS Securities Australia Ltd UBS Securities Australia Ltd |
Sell | 7,015 | (145) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell Sell |
40.548 | (837) | Ordinary |
| 30-Nov-17 | UBS Asset Management | Buv | 20,298 85,862 |
(419) 1,770 |
Ordinary |
| 30-Nov-17 | UBS AG London Branch | Stock returned | N/A | (250,000) | Ordinary Ordinary |
| 30-Nov-17 | UBS AG London Branch | Stock returned | NA | (5,213) | Ordinary |
| 30-Nov-17 | UBS AG London Branch | Stock returned | N/A | (20,000) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 193 | (4) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 482 | (10) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 436 | (9) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | $\overline{145}$ | (3) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 48 | (1) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 145 | 3 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 48 | 1. | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 48 | កា | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 48 | $\left(1\right)$ | Ordinary |
| 30-Nov-17 30-Nov-17 |
UBS Securities Australia Ltd | Sell | 339 | (7) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd UBS Securities Australia Ltd |
Sell Sell |
388 48 |
(8) $\overline{v}$ |
Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 49 | (1) | Ordinary Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 437 | $\overline{(9)}$ | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 48 | (1) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 436 | (9) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 49 | (1) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 291 | (6) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 145 | $\overline{3}$ | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 194 | $\vert 4 \vert$ | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 194 | $\overline{(4)}$ | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 48 | (1) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 436 | (9) | Ordinary |
| 30-Nov-17 30-Nov-17 |
UBS Securities Australia Ltd UBS Securities Australia Ltd |
Sell Sell |
436 48 |
(9) $\overline{v}$ |
Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 339 | (7) | Ordinary Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 48 | (1) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 48 | (1) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 48 | $\mathbf{1}$ | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 48 | $\mathbf{1}$ | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 59,073 | (1, 218) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 1,552 | (32) | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 41,371 | 853 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 1,116 | (23) | Ordinary |
| 30-Nov-17 | U8S Securities Australia Ltd | Buy | 3,783 | 78 | Ordinary |
| 30-Nov-17 | U8S Securities Australia Ltd | Buy | 31,719 | 654 | Ordinary |
| 30-Nov-17 30-Nov-17 |
UBS Securities Australia Ltd UBS Securities Australia Ltd |
Buy Buy |
1,075 342 |
22 7 |
Ordinary Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 342 | Ordinary | |
|---|---|---|---|---|---|
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 48,899 | 1,001 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 3,517 | 72 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | l Buy | 49 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 342 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 342 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 342 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 342 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | ∤Bυγ. | 342 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | !Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 342 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 4,983 | 102 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | i Buy | 244 | 5 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buv | 13,434 | 275 | Ordinary |
| 130-Nov-17 | UBS Securities Australia Ltd | Buy | 244 | Ordinary | |
| 30-Nov-17 | UBS Securities Australia Ltd | Buγ | 2,296 | 47 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 293 | 6 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 244 | 5 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Buy | 6,888 | 141 | Ordinary |
| 30-Nov-17 | UBS Securities Australia Ltd | Sell | 97 | (2) | Ordinary |