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Perpetual Limited Major Shareholding Notification 2017

Dec 4, 2017

10538_rns_2017-12-04_256a463d-8ac9-4a29-9498-def3598f5653.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme PERPETUAL LIMITED
ACN/ARSN 000 431 827
1. Details of substantial holder (1)
Name UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on 30 November 2017
The previous notice was given to the company on 1 December 2017
The previous notice was dated 29 November 2017

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change
(4)
Consideration
aiven in
relation to
change (5)
Class (6) and
Number of
securities affected
Person's
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

___ -------
Name and ACN/ARSN (if applicable) ____
---- Nature of association
' N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name
______
Address
Details of all UBS offices can be found through the
following link: http://apps2.ubs.com/locationfinder/

SIGNATURE

Print Name: Philip Alexander Capacity: Authorised signatory
Sign Here: 4, Accords Date: 4 December 2017

Andrew Ma

Contact details for this notice:

----------------------Philip Alexander Group Risk Control
(T) +852 2971 6074 ---------------------------------------

PPT - Appendix A
Date of
change
Person whose relevant interest
changed
Nature of Change Consideration given in
relation to change
Number of securities Class
30-Nov-17 UBS Securities Australia Ltd Stock returned NA (15,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (80,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (5,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (4, 892) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (47,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (146,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (27,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (50,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Stock returned N/A (25.000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 23,914 (493) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 2,865 59 Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 63,233 (1,304) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 2,980 61 Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 4,508 (93) Ordinary
30-Nov-17
30-Nov-17
UBS Securities Australia Ltd Sell 166,855 (3, 442) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 525,566 (10, 861) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 475,457 9,810 Ordinary
30-Nov-17 UBS Securities Australia Ltd
U85 Securities Australia Ltd
Sell 14,907 (307) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy
Seil
138,205 2,852 Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 85,777 (1,770) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 34,220
79,494
(709)
(1, 644)
Ordinary
Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 1,446 30 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 1,449 30 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 48 1 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 145,500 3,000 Ordinary
30-Nov-17 UBS Securities Australia Ltd Bυγ 783,412 16,156 Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 775,725 (16, 021) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 64,711 (1,326) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 20,271 419 Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 3,391 (70) Ordinary
30-Nov-17
30-Nov-17
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Sell 7,015 (145) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell
Sell
40.548 (837) Ordinary
30-Nov-17 UBS Asset Management Buv 20,298
85,862
(419)
1,770
Ordinary
30-Nov-17 UBS AG London Branch Stock returned N/A (250,000) Ordinary
Ordinary
30-Nov-17 UBS AG London Branch Stock returned NA (5,213) Ordinary
30-Nov-17 UBS AG London Branch Stock returned N/A (20,000) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 193 (4) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 482 (10) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 436 (9) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell $\overline{145}$ (3) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 48 (1) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 145 3 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 48 1. Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 48 កា Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 48 $\left(1\right)$ Ordinary
30-Nov-17
30-Nov-17
UBS Securities Australia Ltd Sell 339 (7) Ordinary
30-Nov-17 UBS Securities Australia Ltd
UBS Securities Australia Ltd
Sell
Sell
388
48
(8)
$\overline{v}$
Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 49 (1) Ordinary
Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 437 $\overline{(9)}$ Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 48 (1) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 436 (9) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 49 (1) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 291 (6) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 145 $\overline{3}$ Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 194 $\vert 4 \vert$ Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 194 $\overline{(4)}$ Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 48 (1) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 436 (9) Ordinary
30-Nov-17
30-Nov-17
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Sell
Sell
436
48
(9)
$\overline{v}$
Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 339 (7) Ordinary
Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 48 (1) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 48 (1) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 48 $\mathbf{1}$ Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 48 $\mathbf{1}$ Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 59,073 (1, 218) Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 1,552 (32) Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 41,371 853 Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 1,116 (23) Ordinary
30-Nov-17 U8S Securities Australia Ltd Buy 3,783 78 Ordinary
30-Nov-17 U8S Securities Australia Ltd Buy 31,719 654 Ordinary
30-Nov-17
30-Nov-17
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Buy
Buy
1,075
342
22
7
Ordinary
Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 342 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 48,899 1,001 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 3,517 72 Ordinary
30-Nov-17 UBS Securities Australia Ltd l Buy 49 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 342 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 342 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 342 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 342 Ordinary
30-Nov-17 UBS Securities Australia Ltd ∤Bυγ. 342 Ordinary
30-Nov-17 UBS Securities Australia Ltd !Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 342 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 4,983 102 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd i Buy 244 5 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buv 13,434 275 Ordinary
130-Nov-17 UBS Securities Australia Ltd Buy 244 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buγ 2,296 47 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 293 6 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 244 5 Ordinary
30-Nov-17 UBS Securities Australia Ltd Buy 6,888 141 Ordinary
30-Nov-17 UBS Securities Australia Ltd Sell 97 (2) Ordinary