Perpetual Limited — Director's Dealing 2021

Nov 3, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Perpetual Limited
ABN	86 000 431 827

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

irector for the purposes of section 205G of	the Corporations Act.
Name of Director	Robert Adams
Date of last notice	3 September 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct Interest
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change	4 November 2021
No. of securities held prior to change	Direct • 11,492 Perpetual Limited ordinary shares in the name of Mr Robert Adams. • 21,262 Perpetual Limited restricted ordinary shares. • 54,426 Performance Rights held by Mr Robert Adams. Indirect • 7,991 Perpetual Limited ordinary shares in the name of Portfolio Service SuperWrap – Personal Super Plan (superannuation fund).

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

	• 1,807 Perpetual Limited ordinary shares in the name of Trinafour Investments Pty Ltd (family trust). • 514 Perpetual Limited ordinary shares in the name of Mrs Wendy Adams, the mother of Mr Robert Adams. Interests disclosed voluntarily: Direct • 47,742.508 units in Perpetual Industrial Share Fund held in the name of Mr Robert Adams. • 149,981.15 units in Perpetual Wholesale Plus Global Share Fund held in the name of Mr Robert Adams. Indirect • 6,296 units in Perpetual Australian Share Fund in the name of Mrs Wendy Adams, the Mother of Mr Robert Adams. • 154,918.67 units in Perpetual Wholesale Industrial Share Fund in the name of Mrs Wendy Adams, the mother of Mr Robert Adams.
Class	Share Rights and Performance Rights
Number acquired	Direct • 21,560 Share Rights with a vesting date of 1 September 2023. • 10,780 Performance Rights with a vesting date of 1 September 2024. • 10,780 Performance Rights with a vesting date of 1 September 2025.
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil - Share Rights and Performance Rights allocated pursuant to the terms of the grant approved by Perpetual Limited shareholders at the Annual General Meeting on 21 October 2021.

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change

Direct • 11,492 Perpetual Limited ordinary shares in the name of Mr Robert Adams. • 21,262 Perpetual Limited restricted ordinary shares. • 75,986 Performance Rights held by Mr Robert Adams. • 21,560 Share Rights held by Mr Robert Adams. Indirect • 7,991 Perpetual Limited ordinary shares in the name of Portfolio Service SuperWrap – Personal Super Plan (superannuation fund). • 1,807 Perpetual Limited ordinary shares in the name of Trinafour Investments Pty Ltd (family trust). • 514 Perpetual Limited ordinary shares in the name of Mrs Wendy Adams, the mother of Mr Robert Adams. Interests disclosed voluntarily: Direct • 47,742.508 units in Perpetual Industrial Share Fund held in the name of Mr Robert Adams. • 149,981.15 units in Perpetual Wholesale Plus Global Share Fund held in the name of Mr Robert Adams. Indirect • 6,296 units in Perpetual Australian Share Fund in the name of Mrs Wendy Adams, the Mother of Mr Robert Adams. • 154,918.67 units in Perpetual Wholesale Industrial Share Fund in the name of Mrs Wendy Adams, the mother of Mr Robert Adams.

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

2021 Variable Incentive Equity Grant of Share Rights and Performance Rights to Mr Robert Adams, effective 1 September 2021, of which: • 21,560 Share Rights will vest on 1 September 2023; • 10,780 Performance Rights will vest on 1 September 2024; and • 10,780 Performance Rights will vest on 1 September 2025 Details of the grant can be found in Perpetual’s 2021 Remuneration Report. The grant was approved by shareholders at the 2021 Perpetual Limited Annual General Meeting.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract Not applicable.
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
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Part 3 –[+] Closed period

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	Not applicable
If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable

• See chapter 19 for defined terms.

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