Perpetual Limited — Director's Dealing 2017

Oct 11, 2017

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Perpetual Limited ABN 86 000 431 827

12 October 2017

The Companies Office ASX Limited Level 6 Exchange Centre 20 Bridge St SYDNEY NSW 2000

Level 12 Angel Place 123 Pitt Street Sydney GPO Box 4172 Sydney NSW 2001 Australia DX 365 Sydney Telephone 02 9229 9000 Facsimile 02 8256 1461

Dear Sir/Madam

Perpetual Limited (“Perpetual”) – Appendix 3y – Geoff Lloyd

Attached is an Appendix 3Y notice amending the notice lodged on 6 October 2017 for Mr Geoff Lloyd. Due to an administrative error, the shares sold were incorrectly shown as having been sold by Equitas Nominees Pty Ltd rather than by Mr Lloyd.

Yours sincerely

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Eleanor Padman Company Secretary

Phone: 02 9229 3062

E-mail: eleanor.padman@perpetual.com.au

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

Name of entity Perpetual Limited ABN 86 000 431 827

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Geoff Lloyd
Date of last notice	27 September 2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Direct or indirect interest	Direct and Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Ordinary Shares held by Queensland Trustees Pty Limited as trustee for Perpetual’s Long Term Incentive Plan. Geoff Lloyd is the beneficial holder of these shares. Ordinary Shares held by Equitas Nominees Pty Ltd. Geoff Lloyd is the beneficial holder of these shares. Ordinary Shares held by Bond Street Custodians Limited (Geoffrey Lloyd & Carly Lloyd ATF The GCCL Super Fund)
Date of change	1,3,4, and 5 October 2017

D17/235

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change	Direct 65,134 Performance Rights held by Geoff Lloyd. Indirect 21,730 ordinary shares held by Queensland Trustees Pty Limited as trustee for Perpetual’s Long Term Incentive Plan. Geoff Lloyd is the beneficial holder of these shares. 30,437 ordinary shares held by Equitas Nominees Pty Ltd. Geoff Lloyd is the beneficial holder of these shares. 9,344 ordinary shares held by Bond Street Custodians Limited (Geoffrey Lloyd & Carly Lloyd ATF The GCCL Super Fund)
Class	Ordinary Shares
Number acquired	10,963 ordinary shares released to Mr Lloyd from Queensland Trustees Pty Limited as trustee for Perpetual’s Long Term Incentive Plan on 3 October 2017. 14,609 performance rights which formed part of Mr Lloyd’s 2014 Long Term Incentive arrangements vested to Mr Lloyd as ordinary shares after hurdles were achieved on 4 October 2017.
Number disposed	18,000 ordinary shares held by Mr Lloyd. 15,206 performance rights which formed part of Mr Lloyd’s 2014 Long Term Incentive arrangements were forfeited on 1 October 2017 after TSR hurdles were not met.

D17/235

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	5,000 ordinary shares sold at $51.60 per share on 3 October 2017. 2,339 ordinary shares sold at $51.52 per share on 3 October 2017. 5,661 ordinary shares sold at $51.22 on 5 October 2017. 2,329 ordinary shares sold at $51.54 on 5 October 2017. 2,671 ordinary shares sold at $51.70 on 5 October 2017. 14,609 ordinary shares vested at $38.00 per share 10,963 ordinary shares vested at $42.37 per share. 15,206 performance rights forfeited at $38.00 per right.
No. of securities held after change	Direct 35,319 Performance Rights held by Geoff Lloyd. 7,572 ordinary shares held by Geoff Lloyd Indirect 10,767 ordinary shares held by Queensland Trustees Pty Limited as trustee for Perpetual’s Long Term Incentive Plan. Geoff Lloyd is the beneficial holder of these shares. 30,437 ordinary shares held by Equitas Nominees Pty Ltd. Geoff Lloyd is the beneficial holder of these shares. 9,344 ordinary shares held by Bond Street Custodians Limited (Geoffrey Lloyd & Carly Lloyd ATF The GCCL Super Fund)
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	On market sale of shares, vesting of performance rights under Mr Lloyd’s 2014 LTI grant and forfeiture of performance rights.

Part 2 – Change of director’s interests in contracts

D17/235

Appendix 3Y Change of Director’s Interest Notice

Detail of contract	Not Applicable
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	Not applicable
If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable

D17/235