Perpetual Limited — Director's Dealing 2017

Nov 7, 2017

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

Name of entity Perpetual Limited ABN 86 000 431 827

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Geoff Lloyd
Date of last notice	12 October 2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Direct or indirect interest	Direct and Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Ordinary Shares held by Queensland Trustees Pty Limited as trustee for Perpetual’s Long Term Incentive Plan. Geoff Lloyd is the beneficial holder of these shares. Ordinary Shares held by Equitas Nominees Pty Ltd. Geoff Lloyd is the beneficial holder of these shares. Ordinary Shares held by Bond Street Custodians Limited (Geoffrey Lloyd & Carly Lloyd ATF The GCCL Super Fund)
Date of change	8 November 2017

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change	Direct 35,319 Performance Rights held by Geoff Lloyd. 2,572 ordinary shares held by Geoff Lloyd Indirect 10,767 ordinary shares held by Queensland Trustees Pty Limited as trustee for Perpetual’s Long Term Incentive Plan. Geoff Lloyd is the beneficial holder of these shares. 30,437 ordinary shares held by Equitas Nominees Pty Ltd. Geoff Lloyd is the beneficial holder of these shares. 9,344 ordinary shares held by Bond Street Custodians Limited (Geoffrey Lloyd & Carly Lloyd ATF The GCCL Super Fund)
Class	Share Rights
Number acquired	21,104 Share Rights issued to Geoff Lloyd
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	21,104 Share Rights issued @ $55.52 per Share Right

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change	No. of securities held after change	Direct 35,319 Performance Rights held by Geoff Lloyd. 21,104 Share Rights held by Geoff Lloyd 2,572 ordinary shares held by Geoff Lloyd Indirect 10,767 ordinary shares held by Queensland Trustees Pty Limited as trustee for Perpetual’s Long Term Incentive Plan. Geoff Lloyd is the beneficial holder of these shares. 30,437 ordinary shares held by Equitas Nominees Pty Ltd. Geoff Lloyd is the beneficial holder of these shares. 9,344 ordinary shares held by Bond Street Custodians Limited (Geoffrey Lloyd & Carly Lloyd ATF The GCCL Super Fund)
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		2017 Variable Incentive Equity grant of share rights to Mr Lloyd, effective 1 September 2017. The share rights will vest after 2 years in September 2019 subject to service conditions. At vesting the share rights will convert to restricted shares and will be under holding lock for a further 2 years until September 2021. Details of the offer can be found in Perpetual’s 2017 remuneration report.
Part 2 – Change of director’s interests in contracts
Detail of contract	Not Applicable
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	Not applicable
If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable