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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2010
Apr 1, 2010
33754_dirs_2010-04-01_757c7158-b22c-4d75-9629-5e1611d41d81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2010-03-30
Reporting Person: CENTOFANTI LOUIS F (Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-30 | Common Stock | M | 70000 | $1.25 | Acquired | 668934 | Direct |
| 2010-03-30 | Common Stock | F | 38210 | $2.29 | Disposed | 630724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-30 | Stock Option | $1.25 | M | 70000 | Disposed | 2010-04-10 | Common Stock (70000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 314000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.75 | 2011-04-03 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $2.19 | 2013-02-27 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $1.86 | 2012-03-02 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $2.28 | 2014-08-05 | Common Stock (150000) | 150000 | Direct |
Footnotes
F1: Stock for stock exercise of non-qualified stock option in accordance with the 1993 Non-Qualified Stock Option Plan. All statutory tax liability associated with such exercise was paid by the employee in cash.
F2: Non-Qualified Stock Option granted under the Company's 1993 Non-Qualified Stock Option Plan on April 3, 2001. The option is for a 10 year period and is fully vested.
F3: Non-Qualified Stock Option granted under the Company's 1993 Non-Qualified Stock Option Plan on February 27, 2003. The option is for a 10 year period and is fully vested.
F4: Incentive Stock Option granted under the Company's 2004 Stock Option Plan on March 2, 2006 The option is for a six year period and vests over a three year period, at 1/3 increment per year.
F5: Incentive Stock Option granted under the Company's 2004 Stock Option Plan on August 5, 2008. The option is for a six year period and vests over a three year period, at 1/3 increment per year.