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PEPSICO INC — Director's Dealing 2023
Nov 14, 2023
29792_dirs_2023-11-14_33d838ce-f127-4ff2-b102-094cf97739c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2023-11-10
Reporting Person: Johnston Hugh F (Vice Chairman, EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-10 | PepsiCo, Inc. Common Stock | S | 18800 | $166.619 | Disposed | 136823 | Direct |
| 2023-11-10 | PepsiCo, Inc. Common Stock | S | 29588 | $166.6767 | Disposed | 96627 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-10 | Phantom Stock Units | $ | A | 429.5589 | Acquired | PepsiCo, Inc. Common Stock (429.5589) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 305.4406 | Indirect |
Footnotes
F1: The shares with respect to this transaction were sold at prices ranging from $166.5000 to $166.6845. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each price.
F2: The shares with respect to this transaction were sold at prices ranging from $166.6500 to $166.7800. Upon request, the reporting person will
provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the
number of shares sold at each price.
F3: Amount of securities beneficially owned following reported transaction reflects the transfer of the pecuniary interest in certain shares in a
transaction exempt from Section 16 pursuant to Rule 16a-12.
F4: Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of November 10, 2023.
F5: These phantom units are held under the PepsiCo Executive Income Deferral Program ("EID") and convert to shares of PepsiCo Common Stock
on a one-for-one basis.
F6: This amount relates to dividends credited to the reporting person's phantom stock account on various dates between March 2, 2023 and November
10, 2023 pursuant to the EID, at a price of $169.44 to $185.22.
F7: This security is payable pursuant to the reporting person's election and the terms of the EID.