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PEPSICO INC — Director's Dealing 2018
Mar 5, 2018
29792_dirs_2018-03-05_778b8640-a499-463a-88a4-aebed79bdd73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2018-03-01
Reporting Person: Carey Albert P (CEO, North America)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | PepsiCo, Inc. Common Stock | A | 26552 | $0.00 | Acquired | 304377 | Direct |
| 2018-03-01 | PepsiCo, Inc. Common Stock | A | 3893 | $0.00 | Acquired | 308270 | Direct |
| 2018-03-01 | PepsiCo, Inc. Common Stock | D | 6683 | $0.00 | Disposed | 301587 | Direct |
| 2018-03-01 | PepsiCo, Inc. Common Stock | F | 17355 | $108.5605 | Disposed | 284232 | Direct |
| 2018-03-01 | PepsiCo, Inc. Common Stock | F | 5103 | $108.5605 | Disposed | 253629 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 109.2095 | Indirect |
| PepsiCo, Inc. Common Stock | 25500 | Indirect |
Footnotes
F1: This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2021 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved.
F2: This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PepsiCo Equity Performance Units ("PEPunits") granted in March 2015, as a result of exceeding pre-established performance targets.
F3: This number represents the PSUs granted in November 2014 that were canceled at the end of the performance period because the applicable performance targets were not met.
F4: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PEPunits.
F5: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.
F6: On August 18, 2017, the reporting person contributed 25,500 shares previously owned directly by him to a grantor retained annuity trust ("GRAT"). These shares are now being reported as indirectly held by the reporting person.