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PEPSICO INC — Director's Dealing 2017
Oct 20, 2017
29792_dirs_2017-10-20_063818e5-3e75-4355-a961-33d6ace86f30.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2017-10-13
Reporting Person: Spanos Mike (Interim head of AMENA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 51396 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $66.50 | 2022-04-01 | PepsiCo, Inc. Common Stock (15789) | Direct | |
| Employee Stock Option (right to buy) | $99.25 | 2025-02-28 | PepsiCo, Inc. Common Stock (13904) | Direct | |
| Employee Stock Option (right to buy) | $98.75 | 2026-02-28 | PepsiCo, Inc. Common Stock (29165) | Direct | |
| Employee Stock Option (right to buy) | $109.75 | 2027-02-28 | PepsiCo, Inc. Common Stock (21868) | Direct |
Footnotes
F1: This number includes: 1) 3,476 restricted stock units ("RSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. (these RSUs are calculated on a one unit for one share basis; these RSUs vest on March 1, 2018; vesting of all RSUs is contingent upon the reporting person's continued employment with the company); 2) 27,846 performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. (these PSUs vest at various dates through March 1, 2020 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval; the reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved); and 3) 20,074 shares of PepsiCo Common Stock held in a personal brokerage account.