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PEPSICO INC — Director's Dealing 2015
Oct 13, 2015
29792_dirs_2015-10-13_61c5b6f4-a51f-4c7f-b811-064a51e8480b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2015-10-08
Reporting Person: NOOYI INDRA K (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-08 | PepsiCo, Inc. Common Stock | M | 375000 | $45.51 | Acquired | 1111349 | Direct |
| 2015-10-08 | PepsiCo, Inc. Common Stock | S | 375000 | $98.5301 | Disposed | 736349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-08 | Employee Stock Option (right to buy) | $45.51 | M | 375000 | Disposed | 2016-07-25 | PepsiCo, Inc. Common Stock (375000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 7550.9677 | Indirect |
Footnotes
F1: The shares with respect to this transaction were sold at prices ranging from $98.00 and $99.00, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. The options were initially granted in 2001, became fully vested on July 26, 2011, and have an expiration date within less than a year from the date of exercise.
F2: Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of October 8, 2015.