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PEPSICO INC — Director's Dealing 2009
Aug 14, 2009
29792_dirs_2009-08-14_58f2ac49-fb03-4c35-9eb5-10cd2b8d9268.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2009-08-12
Reporting Person: Compton John C (CEO, PepsiCo Americas Foods)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-12 | PepsiCo, Inc. Common Stock | M | 60041 | $34.00 | Acquired | 244405 | Direct |
| 2009-08-12 | PepsiCo, Inc. Common Stock | M | 87296 | $32.25 | Acquired | 331701 | Direct |
| 2009-08-12 | PepsiCo, Inc. Common Stock | S | 111740 | $57.0155 | Disposed | 219961 | Direct |
| 2009-08-13 | PepsiCo, Inc. Common Stock | S | 15597 | $56.4838 | Disposed | 204364 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-12 | Employee Stock Option (right to buy) | $34.00 | M | 60041 | Disposed | 2010-01-31 | PepsiCo, Inc. Common Stock (60041) | Direct |
| 2009-08-12 | Employee Stock Option (right to buy) | $32.25 | M | 87296 | Disposed | 2010-01-31 | PepsiCo, Inc. Common Stock (87296) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 7431.7286 | Indirect |
Footnotes
F1: The shares with respect to this transaction were sold at prices ranging from $56.90 and $57.28 to cover option costs, taxes and broker commissions. A portion of the net proceeds continue to be held in furtherance of PepsiCo's Sock Ownership Guidelines. Upon request, PepsiCo, Inc. will provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The shares with respect to this transaction were sold at prices ranging from $56.47 and $56.4950, which represent a portion of the shares held after the reporting person's August 12, 2009 option exercise. Upon request, PepsiCo, Inc. will provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the number of shares held under the reporting person's account in the PepsiCo 401(k) Plan as of August 12, 2009.