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PEPSICO INC — Director's Dealing 2005
Apr 8, 2005
29792_dirs_2005-04-08_20f97c39-9212-423b-96f7-68ef33f05121.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2005-03-30
Reporting Person: Compton John C (Pres & CEO of QTG)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 33267 | Direct |
| PepsiCo, Inc. Common Stock | 4940 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $32.98 | 2006-06-30 | PepsiCo, Inc. Common Stock (677) | Direct | |
| Employee Stock Option (right to buy) | $36.53 | 2006-01-25 | PepsiCo, Inc. Common Stock (6844) | Direct | |
| Employee Stock Option (right to buy) | $36.50 | 2008-01-31 | PepsiCo, Inc. Common Stock (40949) | Direct | |
| Employee Stock Option (right to buy) | $38.50 | 2009-01-31 | PepsiCo, Inc. Common Stock (43482) | Direct | |
| Employee Stock Option (right to buy) | $39.50 | 2009-07-28 | PepsiCo, Inc. Common Stock (150000) | Direct | |
| Employee Stock Option (right to buy) | $39.50 | 2014-07-28 | PepsiCo, Inc. Common Stock (150000) | Direct | |
| Employee Stock Option (right to buy) | $32.25 | 2010-01-31 | PepsiCo, Inc. Common Stock (124296) | Direct | |
| Employee Stock Option (right to buy) | $34.00 | 2010-01-31 | PepsiCo, Inc. Common Stock (60041) | Direct | |
| Employee Stock Option (right to buy) | $43.50 | 2011-01-31 | PepsiCo, Inc. Common Stock (82185) | Direct | |
| Employee Stock Option (right to buy) | $50.00 | 2012-01-31 | PepsiCo, Inc. Common Stock (76100) | Direct | |
| Employee Stock Option (right to buy) | $41.50 | 2012-07-17 | PepsiCo, Inc. Common Stock (150000) | Direct | |
| Employee Stock Option (right to buy) | $41.50 | 2017-07-17 | PepsiCo, Inc. Common Stock (150000) | Direct | |
| Employee Stock Option (right to buy) | $39.75 | 2013-01-31 | PepsiCo, Inc. Common Stock (108590) | Direct | |
| Employee Stock Option (right to buy) | $47.25 | 2014-01-31 | PepsiCo, Inc. Common Stock (42629) | Direct | |
| Employee Stock Option (right to buy) | $53.75 | 2015-01-31 | PepsiCo, Inc. Common Stock (47799) | Direct | |
| Phantom Stock Units | $ | PepsiCo, Inc. Common Stock (22345) | Direct |
Footnotes
F1: This number includes 22,267 restricted stock units granted to the reporting person as a portion of his compensation for serving as an officer of PepsiCo, Inc. Restricted stock units are calculated on a one unit for one share basis. The vesting with respect to these restricted stock units is contingent upon the achievement of pre-established performance targets.
F2: These phantom stock units are exercisable immediately.
F3: The phantom stock units are to be settled upon the earlier of 2012, termination or retirement, pursuant to the reporting person's election.
F4: These phantom stock units are held under the issuer's deferred compensation plan and convert to shares of PepsiCo Common Stock on a one-for-one basis.