AI assistant
PEPSICO INC — Director's Dealing 2002
Oct 3, 2002
29792_dirs_2002-10-03_d55e6671-58ff-497b-88d1-fba949659104.zip
Director's Dealing
Open in viewerOpens in your device viewer
4 1 form4-vasella10202.htm Form 4 - Daniel Vasella
| FORM 4 | | OMB
APPROVAL |
| --- | --- | --- |
| o | Check this box if no longer subject to Section 16. Form 4 or Form
5 obligations may continue. See Instruction 1(b). | OMB
Number: 3235-0287 Expires: January
31, 2005 Estimated average burden hours per
response.........0.5 |
| (Print or Type Responses) | | |
| 1. Name and Address of
Reporting Person* Vasella Daniel | 2. Issuer Name and Ticker or Trading
Symbol PepsiCo, Inc. (PEP) | | | | | | 6. Relationship of Reporting Person(s) to
Issuer (Check all
applicable) x Director o 10%
Owner o Officer o Other (specify below) (give
title
below) | | |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| (Last)
(First)
(Middle) Novartis International AG WSJ-200,108 CH-4002 Postfach | 3. I.R.S. Identification Number of
Reporting Person, if an entity (voluntary) | | | 4. Statement for
Month/Day/Year 10/01/2002 | | | | | |
| (Street) Basel | | | | 5. If Amendment, Date of Original
(Month/Day/Year) | | | 7. Individual or Joint/Group
Filing (Check Applicable Line) x Form filed by One Reporting Person o Form filed by More than One Reporting Person | | |
| (City)
(State)
(Zip) Switzerland | Table I --
Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned | | | | | | | | |
| 1. Title of Security (Instr. 3) | 2. Trans- action Date (Month/ Day/ Year ) | 2A. Deemed Execution Date, if any (Month/ Day/Year) | 3. Trans- action Code (Instr. 8) | | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| | | | Code | V | Amount | (A) or (D) | Price | | |
| PepsiCo, Inc. Common Stock | 2/1/2002 | | A | V | 1,000.00 (1) | A | | D | |
| PepsiCo, Inc. Common Stock | 2/1/2002 | | A | V | 1,500.00 (2) | A | | D | |
| PepsiCo, Inc. Common Stock | 10/1/2002 | | A | | 2,667.00 (2) | A | 5,167.00 | D | |
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) | 2. Conver- sion or Exercise Price of Derivative Security | 3. Trans- action Date (Month/ Day/Year) | 4. Trans- action Code (Instr. 8) | 5. Number of Derivative Securites Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 9. Number of Derivative Securities Beneficially Owned Following Reported Trans- action(s) (Instr. 4) | 10. Owner- ship Form of Derivative Securities: Direct(D) or Indirect(I) (Instr. 4) | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Excer- cisable | Expira- tion Date | Title | Amount or Number of | |||||
| Shares | ||||||||||||
| Stock Option Grant (right to buy) | $37.50 | 10/01/2002 | A | 6,667.00 | 10/01/02 | 09/30/12 | PepsiCo, Inc. Common Stock | 6,667.00 | 6,667.00 | D | ||
| Stock Option Grant (right to buy) | $50.00 | 2/1/2002 | A | V | 3,750.00 | 02/01/02 | 01/31/12 | PepsiCo, Inc. Common Stock | 3,750.00 | 3,750.00 | D |
Explanation of Responses: 1. Acquired upon election as a director pursuant to Director Stock Plan. 2. Pursuant to Director Stock Plan, reporting person elected to receive retainer fee in shares.
| /s/ Thomas H. Tamoney, Jr. | October 2, 2002 |
|---|---|
| Thomas H. Tamoney, Jr. Attorney-in-fact ** Signature of Reporting Person | Date |
| Reminder: | Report on a separate line for each class
of securities beneficially owned directly or indirectly. |
| --- | --- |
| * | If the form is filed by more than one reporting
person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of
facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for procedure. |