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Penumbra Inc — Director's Dealing 2025
Apr 4, 2025
30612_dirs_2025-04-04_1522fa45-c7bd-4d97-adef-9f5f896d8d33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2025-04-02
Reporting Person: Elsesser Adam (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-02 | Common Stock | M | 41308 | $30 | Acquired | 69060 | Direct |
| 2025-04-02 | Common Stock | S | 1358 | $267.36 | Disposed | 67702 | Direct |
| 2025-04-02 | Common Stock | S | 1000 | $268.39 | Disposed | 66702 | Direct |
| 2025-04-02 | Common Stock | S | 1700 | $269.25 | Disposed | 65002 | Direct |
| 2025-04-02 | Common Stock | S | 900 | $270.34 | Disposed | 64102 | Direct |
| 2025-04-02 | Common Stock | S | 1350 | $271.41 | Disposed | 62752 | Direct |
| 2025-04-02 | Common Stock | S | 300 | $272 | Disposed | 62452 | Direct |
| 2025-04-02 | Common Stock | S | 4208 | $273.71 | Disposed | 58244 | Direct |
| 2025-04-02 | Common Stock | S | 5248 | $274.22 | Disposed | 52996 | Direct |
| 2025-04-02 | Common Stock | S | 36 | $275.24 | Disposed | 52960 | Direct |
| 2025-04-02 | Common Stock | S | 400 | $275.99 | Disposed | 52560 | Direct |
| 2025-04-02 | Common Stock | S | 65 | $277.63 | Disposed | 52495 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-02 | Stock Option (right to buy) | $30 | M | 41308 | Disposed | 2025-09-16 | Common Stock (41308) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 837582 | Indirect |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.
F2: This transaction was executed in multiple trades at prices ranging from $266.93 to $267.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $268.01 to $268.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $269.13 to $269.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $270.06 to $270.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $271.14 to $271.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $273.40 to $273.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $273.93 to $274.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $277.38 to $277.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F10: Shares are held by the Siegel/Elsesser Revocable Trust.
F11: All shares are vested and exercisable.