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Penumbra Inc — Director's Dealing 2025
Jun 4, 2025
30612_dirs_2025-06-04_f8f6bcc6-97ba-4a8f-aa20-b72e341f9b69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2025-06-02
Reporting Person: Roberts Johanna (EVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-02 | Common Stock | S | 54 | $256.06 | Disposed | 65260 | Direct |
| 2025-06-02 | Common Stock | S | 163 | $257.18 | Disposed | 65097 | Direct |
| 2025-06-02 | Common Stock | S | 172 | $258.06 | Disposed | 64925 | Direct |
| 2025-06-02 | Common Stock | S | 174 | $258.94 | Disposed | 64751 | Direct |
| 2025-06-02 | Common Stock | S | 10 | $260.03 | Disposed | 64741 | Direct |
| 2025-06-02 | Common Stock | S | 3 | $260.74 | Disposed | 64738 | Direct |
| 2025-06-02 | Common Stock | S | 9 | $262.11 | Disposed | 64729 | Direct |
| 2025-06-02 | Common Stock | S | 6 | $263.15 | Disposed | 64723 | Direct |
| 2025-06-02 | Common Stock | S | 3 | $265.09 | Disposed | 64720 | Direct |
| 2025-06-02 | Common Stock | S | 3 | $265.75 | Disposed | 64717 | Direct |
| 2025-06-02 | Common Stock | S | 3 | $266.94 | Disposed | 64714 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $255.58 to $256.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: A portion of these shares is subject to vesting.
F4: This transaction was executed in multiple trades at prices ranging from $256.59 to $257.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $257.59 to $258.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $258.58 to $259.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $259.60 to $260.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $261.96 to $262.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $262.86 to $263.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.