AI assistant
Penumbra Inc — Director's Dealing 2019
Jan 31, 2019
30612_dirs_2019-01-31_9ec79d53-095c-4bf2-82e9-5349c1211622.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-01-29
Reporting Person: Kassing Don W. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-29 | Common Stock | S | 176 | $135.59 | Disposed | 2487 | Direct |
| 2019-01-29 | Common Stock | S | 810 | $136.85 | Disposed | 1677 | Direct |
| 2019-01-29 | Common Stock | S | 100 | $137.34 | Disposed | 1577 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8500 | Indirect |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $135.33 to $136.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $136.38 to $137.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Shares are held by The Kassing Family Trust.