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Penumbra Inc — Director's Dealing 2019
Mar 13, 2019
30612_dirs_2019-03-13_433152a3-ccb1-4281-a271-e6d715cc19a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-03-11
Reporting Person: Elsesser Adam (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-11 | Common Stock | S | 1400 | $138.27 | Disposed | 12744 | Indirect |
| 2019-03-11 | Common Stock | S | 2100 | $139.27 | Disposed | 10644 | Indirect |
| 2019-03-11 | Common Stock | S | 2401 | $140.37 | Disposed | 8243 | Indirect |
| 2019-03-11 | Common Stock | S | 2099 | $140.91 | Disposed | 6144 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1115838 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $137.77 to $138.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Siegel/Elsesser Revocable Trust.
F4: This transaction was executed in multiple trades at prices ranging from $138.82 to $139.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $139.84 to $140.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $140.79 to $141.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.