Penumbra Inc — Director's Dealing 2019

Jun 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-05-17

Reporting Person: Kosaraju Sridhar (CFO and Head of Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-17	Common Stock	G	1000	—	Disposed	181351	Indirect
2019-06-03	Common Stock	S	900	$140.73	Disposed	180451	Indirect
2019-06-03	Common Stock	S	362	$141.56	Disposed	180089	Indirect
2019-06-03	Common Stock	S	1089	$142.88	Disposed	179000	Indirect
2019-06-03	Common Stock	S	2449	$143.77	Disposed	176551	Indirect
2019-06-03	Common Stock	S	200	$144.35	Disposed	176351	Indirect

Footnotes

F1: This was a bona fide gift with no payment in consideration.

F2: Shares are held by the Kosaraju Family Trust.

F3: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4: This transaction was executed in multiple trades at prices ranging from $140.28 to $141.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $141.33 to $142.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $142.35 to $143.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $143.30 to $144.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades at prices ranging from $144.30 to $144.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.