Penumbra Inc — Director's Dealing 2019

Jul 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-07-11

Reporting Person: Elsesser Adam (Director, Chairman, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-07-11	Common Stock	S	1500	$170.67	Disposed	1097482	Indirect
2019-07-11	Common Stock	S	2150	$171.54	Disposed	1095332	Indirect
2019-07-11	Common Stock	S	4350	$172.39	Disposed	1090982	Indirect

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $170.00 to $170.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Balance includes an upward adjustment of 1,000 shares to correct an arithmetical error reflected in the reporting person's Form 4 filed on August 24, 2016.

F4: Shares are held by the Siegel/Elsesser Revocable Trust.

F5: This transaction was executed in multiple trades at prices ranging from $171.02 to $171.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $172.02 to $172.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.