Penumbra Inc — Director's Dealing 2019

Jul 25, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-05-15

Reporting Person: Roberts Johanna (EVP, Gen. Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-15	Common Stock	A	15000	—	Acquired	60556	Direct

Footnotes

F1: This transaction is being reported late due to administrative oversight.

F2: On May 15, 2019, the Reporting Person was granted 15,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on May 15, 2020, subject to continued service by the Reporting Person on the applicable vesting date.

F3: A portion of these shares is subject to vesting.