Penumbra Inc — Director's Dealing 2019

Aug 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-08-19

Reporting Person: Rothman Lynn (EVP and Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-19	Common Stock	S	1482	$143.16	Disposed	123325	Indirect
2019-08-19	Common Stock	S	734	$144.63	Disposed	122591	Indirect
2019-08-19	Common Stock	S	2284	$145.24	Disposed	120307	Indirect
2019-08-19	Common Stock	S	200	$145.99	Disposed	120107	Indirect
2019-08-19	Common Stock	S	300	$146.90	Disposed	119807	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	12012	Direct

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $142.85 to $143.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Any changes between direct holdings and indirect holdings through the Richard Koch and Lynn D. Rothman Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4: Trust of Richard E. Koch and Lynn D. Rothman

F5: This transaction was executed in multiple trades at prices ranging from $144.18 to $144.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $144.98 to $145.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $145.88 to $146.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.