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Penumbra Inc — Director's Dealing 2019
Oct 3, 2019
30612_dirs_2019-10-03_82bf8aef-7b9e-49e4-bf23-61e7e8a8ec4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-10-01
Reporting Person: Wilder Thomas (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-01 | Common Stock | S | 118 | $134.93 | Disposed | 356 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3259 | Indirect |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: A portion of these shares is subject to vesting.
F3: Any changes between direct and indirect holdings through the Thomas and Catherine Wilder Family Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
F4: Shares are held by the Thomas and Catherine Wilder Family Trust dated March 31, 2006.
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