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Penumbra Inc — Director's Dealing 2019
Oct 16, 2019
30612_dirs_2019-10-16_b7d45e69-29b9-465c-ad10-7d19d8ee0986.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-10-14
Reporting Person: Kassing Don W. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-14 | Common Stock | S | 200 | $142.96 | Disposed | 2326 | Direct |
| 2019-10-14 | Common Stock | S | 800 | $144.12 | Disposed | 1526 | Direct |
| 2019-10-14 | Common Stock | S | 269 | $144.84 | Disposed | 1257 | Direct |
| 2019-10-14 | Common Stock | S | 4 | $145.59 | Disposed | 1253 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8500 | Indirect |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $142.51 to $143.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $143.89 to $144.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $144.61 to $145.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Shares are held by The Kassing Family Trust.