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Penumbra Inc Director's Dealing 2019

Oct 16, 2019

30612_dirs_2019-10-16_b7d45e69-29b9-465c-ad10-7d19d8ee0986.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-10-14

Reporting Person: Kassing Don W. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-14 Common Stock S 200 $142.96 Disposed 2326 Direct
2019-10-14 Common Stock S 800 $144.12 Disposed 1526 Direct
2019-10-14 Common Stock S 269 $144.84 Disposed 1257 Direct
2019-10-14 Common Stock S 4 $145.59 Disposed 1253 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8500 Indirect

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $142.51 to $143.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $143.89 to $144.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $144.61 to $145.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Shares are held by The Kassing Family Trust.