Penumbra Inc — Director's Dealing 2019

Dec 11, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-12-02

Reporting Person: Shiu Lambert (Chief Accounting Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10753	Direct
Common Stock	300	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$12.36	2025-03-22	Common Stock (10000.0)		Direct
Stock Option (right to buy)	$22.04	2025-08-11	Common Stock (13725.0)		Direct

Footnotes

F1: A portion of these shares is subject to vesting, subject to continued service by the Reporting Person on the applicable vesting date.

F2: Shares are held by the Reporting Person's spouse in an IRA.

F3: All shares are vested and exercisable.